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A Novel Sustained Limus Release Eluting Balloon: 2-Year Data from the SELUTION SFA Trial Thomas Zeller, MD Universitaets-Herzzentrum Freiburg Bad Krozingen, Germany DISCLOSURE STATEMENT OF FINANCIAL INTEREST Thomas Zeller, MD For the 12


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A Novel Sustained Limus Release Eluting Balloon: 2-Year Data from the SELUTION SFA Trial

Universitaets-Herzzentrum Freiburg Bad Krozingen, Germany Thomas Zeller, MD

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Thomas Zeller

DISCLOSURE STATEMENT OF FINANCIAL INTEREST

Thomas Zeller, MD

For the 12 months preceding this presentation, I disclose the following types of financial relationships:

  • Honoraria received from: Abbott Vascular, B. Braun, Biotronik,

Boston Scientific Corp., Cook Medical, Gore & Associates, Medtronic, Philips-Spectranetics, TriReme, Veryan, Shockwave

  • Consulted for: Boston Scientific Corp., Cook Medical, Gore &

Associates, Medtronic, Spectranetics, Veryan, Intact Vascular, MedAlliance, Vesper Medical

  • Common stock: QT Medical
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Thomas Zeller

Drug Coated Balloon Clinical Need

▶Novel angioplasty balloon coated with an anti-restenotic drug ▶Overcoming unmet clinical need:

▶Homogenous delivery of anti-restenotic drug reduces amount of

restenosis

▶Due to absence of any stent no stent fracture or vessel injury ▶Allows original anatomy to remain intact Positive remodeling ▶“Leaving nothing behind” allowing fast ‘normalization’ of vascular

function

▶True normalization of vasomotor function, ▶Restoration of physiological responses to stress ▶NO long-term consequences related to inflammation,

accelerated atherosclerosis and thrombosis

▶No need for long term DAPT

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Thomas Zeller

Ptx On Balloons: Easier, Not Better

Source: Oral presentation TCT 2016, P. Stella.

LIMUS PACLITAXEL

Mode of action Margin of safety Anti-restenosis Tissue absorption And elution Level of competition Physician perception

ATTRIBUTE

Cytotoxic 100 fold Good More difficult Very high Controversial Cytostatic 10,000 fold Optimal Easier Low Positive

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Thomas Zeller

Sirolimus Coated Balloon Challenges

Tissue Binding Capacity (TBC) of labeled Dextran, Paclitaxel and Sirolimus in 0.040-mm-thick bovine internal carotid tissue segments. Source: PNAS 2004:101(25); 9463–67

PACLITAXEL SIROLIMUS

Drug Plaque Balloon Media

Intima

Adventitia

Sirolimus Paclitaxel

Dextran

Absorbs quickly and tends to localize in sub-intimal space and partitions significantly in adventitia

Absorbs slowly and spreads throughout entire artery where it dilutes down to sub-therapeutic levels

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Thomas Zeller

Sirolimus-Eluting Balloon with Sustained Release

Proprietary Micro-reservoir Technology

  • Micro-reservoirs combining sirolimus & biodegradable polymer
  • Sirolimus - a proven safe & effective cytostatic drug
  • Offering a wider therapeutic range

Micro-reservoirs: Miniature Drug-Delivery Systems

  • Optimal size micro-reservoirs achieve elution kinetics similar to best in class DES
  • Controlled and sustained release of sirolimus
  • Providing therapeutic effect for over 60 days

Cell Adherent Technology (CAT™)

Proprietary amphiphatic lipid technology binds micro-reservoirs to balloon surface

  • Contains and protects micro-reservoirs during insertion and inflation
  • Facilitates higher drug transfer efficiency allowing for low drug dose on balloon surface
  • Maximises drug bioavailability

*Device not approved and available for sale in the US

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Thomas Zeller

SELUTION SLR™ SIROLIMUS DEB

6 262 44 21 19

59 1 0.3 35 11 3

50 100 150 200 250 300 1 hour 7 days 28 days 60 days

Tissue Drug Concentration [ug/g] Med Alliance SELUTION - RAP Bard LUTONIX - PAX Medtronic IN.PACT - PAX

Therapeutic Effect ≥ 1 µg/g

0.5

2.8 1.0 5.7 1.8 9.9 2 4 6 8 10 12 4.0x40 6.0x150 Drug Dose [mg]

Med Alliance SELUTION - 1.0 μg/mm2 Bard LUTONIX - 2.0 μg/mm2 Medtronic IN.PACT - 3.5 μg/mm2

Arterial Tissue Drug Concentration Sirolimus (RAP) versus Paclitaxel (PAX) Drug Dose per Balloon Size En Face Scanning Electron Microscope at 24 hours

SEM Courtesy of Renu Virmani

Source: Med Alliance – Pharmacokinetics Study (2014-004) – Medtronic – Presentation R.J. Melder (LINC 2012) – Bard – Catheterization and Cardiovascular Interventions 83:132–140 (2014)

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Thomas Zeller

SELUTION SLR™ vs. Competition

Drug Transfer

Source: Med Alliance – Bench Test Data on File Bard-LUTONIX & Medtronic-IN.PACT – Presentation Granada at CRT 2014.

Med Alliance SELUTION Bard LUTONIX Medtronic IN.PACT Lost during procedure 36% 83% 83% Retained on balloon 25% 12% 14% Transferred to vessel (1 hr) 39% 5% 3%

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

% of Total Device Drug Load

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Thomas Zeller

SELUTION SLR™ COATING DURABILITY

► Coating Durability during handling and deployment

NO FLAKING

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Thomas Zeller

SELUTION SFA FIM TRIAL

To assess the safety and efficacy of the SELUTION SLR DEB in treatment

  • f de-novo occluded/stenotic or re-occluded/restenotic lesions of SFA

and/or PA, assessed at multiple time points clinical, angiographic and/or ultrasound assessment ▶ Prospective, controlled, multi-center, open, single-arm clinical investigation ▶ 50 patients ▶ Angiographic Late Lumen Loss (LLL) by QVA – 6M ▶ Major adverse Events (Death, Thrombosis, Amputation, CD-TLR) 6M ▶ Primary Patency – Freedom from CD-TLR and absence of Restenosis by DUS - 6, 12 and 24M ▶ Angiographic Binary Restenosis (ABR) by QVA – 6M ▶ Composite of Freedom from Amputation and Freedom from CD- TVR – 12 and 24M ▶ Change of ABI, WIQ and Qol - 6, 12 and 24M OBJECTIVES DESIGN PRIMARY ENDPOINTS SECONDARY ENDPOINTS

ClinicalTrials.gov ID: NCT02941224

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Thomas Zeller

SELUTION SFA Trial Design

  • SFA & Popliteal Artery (PA)
  • Male or non-pregnant female

≥ 18 years of age

  • De-novo or restenotic lesion(s)

with composite length ≤ 15 cm

  • Target vessel reference diameter

≥ 3.0 mm and ≤ 7.0 mm

  • Multiple target lesions can be treated with

maximum of 2 overlapping DCBs

  • Rutherford class 2-3-4
  • Known hypersensitivity or contra-indication

to aspirin, heparin or other anticoagulant / anti-platelet therapies

  • Prior vascular surgery of target lesion
  • Known inadequate distal outflow / significant

inflow disease

  • Remaining acute or sub-acute thrombus in

target vessel

  • Use of adjunctive treatment therapies (i.e.

laser, atherectomy, cryoplasty, scoring/cutting balloon, etc.)

KEY INCLUSION CRITERIA KEY EXCLUSION CRITERIA

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Thomas Zeller

SELUTION SFA Trial Management

TRIAL CENTERS

  • T. Zeller (PI)

Herzzentrum Bad Krozingen

  • K. Brechtel

Franziskus Krankenhaus, Berlin

  • T. Albrecht

Vivantes Klinikum Neukoelln, Berlin

  • D. Meyer

Hubertus Krankenhaus, Berlin

  • P. Gaines, M. Lichtenberg, G. Tepe

Independent CEC committee CRO CORELAB SPONSOR

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Thomas Zeller

SELUTION SFA Trial Patient Flow Chart

* 10 Patient telephone contact only: TLR & Vital status

Enrollment: Oct 26th 2016 – May 23rd 2017

Non-Clinical Inclusion / Exclusion Criteria Screened N=88 Not Eligible N=35 Withdrew Consent Prior to Procedure N=1 Withdrawn by Site N=2 SELUTIONTM DCB N=50 Completed N=43 (86%) DUS Completed N=43 Angio FU Completed N=34 (68%) Bailout Stenting N=4

Withdrew N=2 Missed Visit N=5

Completed N=47* (94%) DUS completed N=37 (74%)

Missed Visit N=1

SCREENING PROCEDURE 6 M FOLLOW-UP 12 M FOLLOW-UP Completed N=42* (84%) DUS completed N=38 (76%)

Lost to FU N= 4

24 M FOLLOW-UP

Withdrew N=2

*4 Patient telephone contact only: TLR & Vital status

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Thomas Zeller

SELUTION SFA Trial Baseline Characteristics

CLINICAL CHARACTERISTICS N=50 Age, Y ± SD 69.6 ± 10.4 Male, % (n) 58% (29) Previous Intervention, % (n) 30% (13) Myocardial Infarction, % (n) 6% (3) Renal Insufficiency, % (n) 22% (11) Hypertension, % (n) 80% (40) Hyperlipidemia, % (n) 90% (45) Diabetes (Type 2), % (n) 28% (14) Smoking History, % (n) 58% (29) Anticoagulation Therapy 22% (11) Angina Pectoris 14% (7) LESION CHARACTERISTICS N=50 De Novo 96% (48) Lesion Length, mm ± SD 64.30 ± 42.8 RVD, mm ± SD 5.1 ± 0.8 % Diameter Stenosis, % ± SD 90 ± 8.0 Occlusion 30% (15) Calcification None 12% (6) Mild 44% (22) Moderate 10% (5) Moderately severe 26% (13) Severe 8% (4) Target Lesion Location, % (n) SFA prox 12% (6) SFA mid 34% (17) SFA dist 54% (27) POP 1 24% (12) POP 2/POP 3/TPT 16% (8)

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Thomas Zeller

SELUTION SFA Primary Endpoint

  • Calcified Target Lesion (CoreLab assessed by 360 score)
  • 1,5
  • 1
  • 0,5

0,5 1 1,5 2 2,5 3 3,5 5 10 15 20 25 30 35

LLL

0.19 mm*

LLL at 6M (N=34)

*Late Lumen Loss presented as median value

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Thomas Zeller

SELUTION SFA Minimal Lumen Diameter

10 20 30 40 50 60 70 80 90 100 1 2 3 4 5 6

Cumulative density function MLD (mm)

Pre Post Follow-up

Post 3.62 ± 0.71 FU 3.24 ± 1.02 Pre 0.80 ± 0.73

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Thomas Zeller

SELUTION SFA Results In Context

Trial RANGER SFA PACIFIER Tepe et al LEVANT I FemPac BIOLUX-PI

ILLUMENATE

SELUTION Therapy Ranger IN.PACT Pacific DCB not specified Lutonix Ptx coated Passeo-18 Lux Stellarex SELUTION Mean Lesion Length (mm) 6.8 7.0 5.7 8.1 5.7 6.1 7.2 6.4 Bailout Stenting (%) 21% 21% 11% 3% 9% N/A 5% 8%

0.22 0.46 0.50 0.51 0.54 0.19*

  • 0.2
  • 0.1

0.0 0.1 0.2 0.3 0.4 0.5 0.6

Late Lumen Loss

6% 8% 21% 13% 7% 4% 4% 2.3% 0% 5% 10% 15% 20% 25%

6M TLR

Results from different trials are not directly comparable. Information provided for educational purposes.

*LLL Selution presented as median value Ranger SFA – Scheinert, D. CIRSE 2016. – PACIFIER – Werk, M. et al. Circ Cardiovasc Interv. 2012; 5(6):831-840. – Tepe, G. et al. J Endovasc Ther. 2015:727-33. - LEVANT I – Scheinert, D. et al. JACC Cardiovasc Interv. 2014;7(1):10-9. - FemPac – Werk, M. et al. Circulation. 2008;118(13):1358-65 - BIOLUX PI – Scheinert, D. et al. J Endovasc Ther. 2015;22(1):14-21 - ILLUMENATE - Schroeder, H. et al Catheter Cardiovasc Intervent. 2015;86(2):278-86 - SELUTION – Zeller, T. LINC 2018

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Thomas Zeller

SELUTION SFA TRIAL ANALYSIS

  • 1. Inadequate Lesion Prep: Residual Stenosis >35% by CoreLab Assessment
  • 2. Moderately Severe/ Severe Calcification = Calcification score 3 or 4 by 360Score = outside of Protocol

ITT: all patients enrolled in the trial, whether or not they were treated the Investigational Device PP: all patients enrolled and treated with the Investigational Device and had no bailout . Includes only patients who had a post-procedure angio residual stenosis ≤ 30%

6M 12M 24M Cumulative Clinical Events Death 0 (0%) 0 (0%) 0 (0%) Minor and Major Amputation 0 (0%) 0 (0%) 0 (0%) Primary Patency (ITT) 88.4% 75.7% 81.6% Primary Patency (PP) 95.2% 88.9% 94.4% Freedom from Index Limb Amputation and CD TVR 97.7% 87.6% 85.4% TLR (ITT) 1 (2.3%) 6 (12.5%) 6 (12.5%) TLR (PP Lesion Prep)1 1 (2.3%) 2 (4.3%) 2 (4.3%) TLR (Ca++)2 0 (0%) 1 (6.6%) 1 (7.7%)

Clinical Results at 6M, 12M and 24M

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Thomas Zeller

SELUTION SFA Freedom from TLR

Kaplan Meier Estimates

10 20 30 40 50 60 70 80 90 100 100 200 300 400 500 600 700

Freedom from TLR (%) Days post-procedure

87.5 %

360

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Thomas Zeller

Mortality Rates from Trials of SFA Therapy

P Schneider, LINC 2019, Oral Presentation

All-Cause Death at 2 Years

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Thomas Zeller

Mortality Rates from Trials of SFA Therapy

Adapted from P Schneider, LINC 2019, Oral Presentation

DCB: All-Cause Death at 2 Years

8.1% 6.1% 7.0% 9.5% 7.6% 7.1% 6.5% 8.3% 2.9% 0.0% 0.0% 2.0% 4.0% 6.0% 8.0% 10.0%

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Thomas Zeller

SELUTION SFA Trial Rutherford

Baseline, 6M, 12 M and 24M Improvement from Baseline to 24M > 2 categories in 67% of patients >1 category in 84% of patients

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Thomas Zeller

SELUTION SFA Trial ABI & WIQ

Change from Baseline to 24M: p 0.0242 Change from Baseline to 12M: p < 0.0001 Change from 6M to 12M: p = 0.0125

Baseline, 6M, 12 M and 24M

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Thomas Zeller

SELUTION SFA Trial Conclusions

  • First demonstration of Sirolimus safety and efficacy in peripheral intervention
  • Met the primary endpoint (Median LLL 0.19mm at 6M)
  • Low 6 M CD TLR maintained through 24 M
  • No primary TLR event after Month 11
  • Clinical improvements in Rutherford classification, ABI and Walking Impairment @

6M and was further improved to 12M and maintained to 24M

  • SELUTION Sirolimus DEB is safe and effective
  • Based on these data, TLR with SELUTION SLR™ DEB is not impacted by Ca++
  • CD TLR were associated with high residual stenosis post procedure
  • Further studies are required to confirm these findings in larger patient populations
  • These results support CE Mark submission of the SELUTION SLR™ 018 PTA
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Thomas Zeller

FDA Granted Breakthrough Designation for BTK