Lower bounds for average values of Arakelov-Green functions and - - PowerPoint PPT Presentation

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Lower bounds for average values of Arakelov-Green functions and - - PowerPoint PPT Presentation

Motivation: The work of HindrySilverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics Lower bounds for average values of Arakelov-Green functions and global


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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Lower bounds for average values of Arakelov-Green functions and global applications

Matt Baker Silvermania Providence, RI August 11, 2015

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Table of contents

1 Motivation: The work of Hindry–Silverman 2 Equidistribution and Non-Equidistribution on Elliptic Curves 3 Arakelov-Green functions on metrized graphs 4 Arithmetic dynamics

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Lang’s Conjecture

In their 1988 Inventiones paper, Hindry and Silverman proved the function field case of Lang’s conjectural lower bound on the canonical height of non-torsion rational points: Lang’s Conjecture: Let K be a number field. There is a constant c = c(K) > 0 so that for all elliptic curves E/K and all non-torsion points P ∈ E(K), ˆ hE(P) ≥ c log NK/QDE/K.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Lang’s Conjecture

In their 1988 Inventiones paper, Hindry and Silverman proved the function field case of Lang’s conjectural lower bound on the canonical height of non-torsion rational points: Lang’s Conjecture: Let K be a number field. There is a constant c = c(K) > 0 so that for all elliptic curves E/K and all non-torsion points P ∈ E(K), ˆ hE(P) ≥ c log NK/QDE/K.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

The theorem of Hindry and Silverman

Theorem (Hindry–Silverman)

1 If K is a one-dimensional function field of characteristic 0,

then the analogue of Lang’s conjecture over K is true.

2 If K is a number field, then Szpiro’s conjecture implies Lang’s

conjecture over K. Lang’s conjecture is still open in the number field case.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

The theorem of Hindry and Silverman

Theorem (Hindry–Silverman)

1 If K is a one-dimensional function field of characteristic 0,

then the analogue of Lang’s conjecture over K is true.

2 If K is a number field, then Szpiro’s conjecture implies Lang’s

conjecture over K. Lang’s conjecture is still open in the number field case.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

The theorem of Hindry and Silverman

Theorem (Hindry–Silverman)

1 If K is a one-dimensional function field of characteristic 0,

then the analogue of Lang’s conjecture over K is true.

2 If K is a number field, then Szpiro’s conjecture implies Lang’s

conjecture over K. Lang’s conjecture is still open in the number field case.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Szpiro’s conjecture

Let K be a number field. If E/K is an elliptic curve, define the Szpiro ratio of E to be σE/K = log NK/QDE/K log NK/QFE/K . Szpiro’s Conjecture: Let K be a number field. For any ε > 0, there are only finitely many elliptic curves E/K such that σE/K ≥ 6 + ε. In particular, there is a constant M = M(K) such that σE/K ≤ M for all E/K.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Szpiro’s conjecture

Let K be a number field. If E/K is an elliptic curve, define the Szpiro ratio of E to be σE/K = log NK/QDE/K log NK/QFE/K . Szpiro’s Conjecture: Let K be a number field. For any ε > 0, there are only finitely many elliptic curves E/K such that σE/K ≥ 6 + ε. In particular, there is a constant M = M(K) such that σE/K ≤ M for all E/K.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Szpiro’s conjecture

Let K be a number field. If E/K is an elliptic curve, define the Szpiro ratio of E to be σE/K = log NK/QDE/K log NK/QFE/K . Szpiro’s Conjecture: Let K be a number field. For any ε > 0, there are only finitely many elliptic curves E/K such that σE/K ≥ 6 + ε. In particular, there is a constant M = M(K) such that σE/K ≤ M for all E/K.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Szpiro’s conjecture: Remarks

Remarks:

1 Szpiro’s conjecture is equivalent to the ABC-conjecture. 2 The analogue of Szpiro’s conjecture for one-dimensional

function fields of characteristic 0, in which log NK/Q is replaced with deg, is known to be true.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Szpiro’s conjecture: Remarks

Remarks:

1 Szpiro’s conjecture is equivalent to the ABC-conjecture. 2 The analogue of Szpiro’s conjecture for one-dimensional

function fields of characteristic 0, in which log NK/Q is replaced with deg, is known to be true.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Petsche’s quantitative refinement

Following Petsche (2006), we will sketch a proof of the following result. Theorem (Hindry–Silverman, as refined by Petsche) Let K be a number field, let E/K be an elliptic curve, let d = [K : Q], and let σ = σE/K. There are explicit absolute constants C1, C2, C3 > 0 such that #{P ∈ E(K) | ˆ hE(P) ≤ log NK/Q(DE/K) C3dσ2 } ≤ C1dσ2 log(C2dσ2). In particular:

1 #E(K)tor ≤ C1dσ2 log(C2dσ2). 2

ˆ hE(P) ≥

1 C4d3σ6 log2(C2dσ2) log NK/QDE/K for all non-torsion

P ∈ E(K) (for an absolute constant C4 > 0).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Petsche’s quantitative refinement

Following Petsche (2006), we will sketch a proof of the following result. Theorem (Hindry–Silverman, as refined by Petsche) Let K be a number field, let E/K be an elliptic curve, let d = [K : Q], and let σ = σE/K. There are explicit absolute constants C1, C2, C3 > 0 such that #{P ∈ E(K) | ˆ hE(P) ≤ log NK/Q(DE/K) C3dσ2 } ≤ C1dσ2 log(C2dσ2). In particular:

1 #E(K)tor ≤ C1dσ2 log(C2dσ2). 2

ˆ hE(P) ≥

1 C4d3σ6 log2(C2dσ2) log NK/QDE/K for all non-torsion

P ∈ E(K) (for an absolute constant C4 > 0).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Petsche’s quantitative refinement

Following Petsche (2006), we will sketch a proof of the following result. Theorem (Hindry–Silverman, as refined by Petsche) Let K be a number field, let E/K be an elliptic curve, let d = [K : Q], and let σ = σE/K. There are explicit absolute constants C1, C2, C3 > 0 such that #{P ∈ E(K) | ˆ hE(P) ≤ log NK/Q(DE/K) C3dσ2 } ≤ C1dσ2 log(C2dσ2). In particular:

1 #E(K)tor ≤ C1dσ2 log(C2dσ2). 2

ˆ hE(P) ≥

1 C4d3σ6 log2(C2dσ2) log NK/QDE/K for all non-torsion

P ∈ E(K) (for an absolute constant C4 > 0).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Petsche’s quantitative refinement

Following Petsche (2006), we will sketch a proof of the following result. Theorem (Hindry–Silverman, as refined by Petsche) Let K be a number field, let E/K be an elliptic curve, let d = [K : Q], and let σ = σE/K. There are explicit absolute constants C1, C2, C3 > 0 such that #{P ∈ E(K) | ˆ hE(P) ≤ log NK/Q(DE/K) C3dσ2 } ≤ C1dσ2 log(C2dσ2). In particular:

1 #E(K)tor ≤ C1dσ2 log(C2dσ2). 2

ˆ hE(P) ≥

1 C4d3σ6 log2(C2dσ2) log NK/QDE/K for all non-torsion

P ∈ E(K) (for an absolute constant C4 > 0).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Average values of local and global canonical heights

Let K be a global field, and let ˆ h = ˆ hE : E( ¯ K) → R≥0 be the N´ eron–Tate canonical height on E. For P = 0, we can write ˆ h(P) =

v∈MK dv d λv(P), where

λv : E(Cv)\{0} → R is the normalized N´ eron local height function. Given a set Z = {P1, . . . , PN} of distinct points of E(K), set Λ(Z) = 1 N2

  • i,j

ˆ h(Pi − Pj) and Λv(Z) = 1 N2

  • i=j

λv(Pi − Pj).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Average values of local and global canonical heights

Let K be a global field, and let ˆ h = ˆ hE : E( ¯ K) → R≥0 be the N´ eron–Tate canonical height on E. For P = 0, we can write ˆ h(P) =

v∈MK dv d λv(P), where

λv : E(Cv)\{0} → R is the normalized N´ eron local height function. Given a set Z = {P1, . . . , PN} of distinct points of E(K), set Λ(Z) = 1 N2

  • i,j

ˆ h(Pi − Pj) and Λv(Z) = 1 N2

  • i=j

λv(Pi − Pj).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Average values of local and global canonical heights

Let K be a global field, and let ˆ h = ˆ hE : E( ¯ K) → R≥0 be the N´ eron–Tate canonical height on E. For P = 0, we can write ˆ h(P) =

v∈MK dv d λv(P), where

λv : E(Cv)\{0} → R is the normalized N´ eron local height function. Given a set Z = {P1, . . . , PN} of distinct points of E(K), set Λ(Z) = 1 N2

  • i,j

ˆ h(Pi − Pj) and Λv(Z) = 1 N2

  • i=j

λv(Pi − Pj).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Strategy of the proof

Key idea: The expression Λ(Z) can be bounded from above in terms of the ˆ h(Pi)’s using the parallelogram law, and each Λv(Z) can be bounded from below by a negative quantity tending to 0 as N → ∞ using Fourier-style averaging arguments. At a fixed archimedean place v0 of K, use the pigeonhole principle to pass to a subset Z ′ of Z of positive density such that all points

  • f Z ′ are close to each other in E(C).

This makes Λv0(Z ′) large, and for N ≫ 0 all other Λv(Z ′) will be almost non-negative. If the ˆ h(Pi) for Pi ∈ Z ′ are sufficiently small, we get a contradiction.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Strategy of the proof

Key idea: The expression Λ(Z) can be bounded from above in terms of the ˆ h(Pi)’s using the parallelogram law, and each Λv(Z) can be bounded from below by a negative quantity tending to 0 as N → ∞ using Fourier-style averaging arguments. At a fixed archimedean place v0 of K, use the pigeonhole principle to pass to a subset Z ′ of Z of positive density such that all points

  • f Z ′ are close to each other in E(C).

This makes Λv0(Z ′) large, and for N ≫ 0 all other Λv(Z ′) will be almost non-negative. If the ˆ h(Pi) for Pi ∈ Z ′ are sufficiently small, we get a contradiction.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Strategy of the proof

Key idea: The expression Λ(Z) can be bounded from above in terms of the ˆ h(Pi)’s using the parallelogram law, and each Λv(Z) can be bounded from below by a negative quantity tending to 0 as N → ∞ using Fourier-style averaging arguments. At a fixed archimedean place v0 of K, use the pigeonhole principle to pass to a subset Z ′ of Z of positive density such that all points

  • f Z ′ are close to each other in E(C).

This makes Λv0(Z ′) large, and for N ≫ 0 all other Λv(Z ′) will be almost non-negative. If the ˆ h(Pi) for Pi ∈ Z ′ are sufficiently small, we get a contradiction.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Archimedean case

Let λ(z) = λv0(z) for some fixed archimedean place v0 of K. Lemma (Hindry–Silverman) If z = r1 + r2τ ∈ C\{0} and max{|r1|, |r2|} ≤ 1

24, then

λ(z) ≥ 1 288 max{1, log |j(τ)|}. Theorem (Elkies) Λv0(z) ≥ −log N 2N − 1 12N log+ |jE| − 16 5N .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Archimedean case

Let λ(z) = λv0(z) for some fixed archimedean place v0 of K. Lemma (Hindry–Silverman) If z = r1 + r2τ ∈ C\{0} and max{|r1|, |r2|} ≤ 1

24, then

λ(z) ≥ 1 288 max{1, log |j(τ)|}. Theorem (Elkies) Λv0(z) ≥ −log N 2N − 1 12N log+ |jE| − 16 5N .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Archimedean case

Let λ(z) = λv0(z) for some fixed archimedean place v0 of K. Lemma (Hindry–Silverman) If z = r1 + r2τ ∈ C\{0} and max{|r1|, |r2|} ≤ 1

24, then

λ(z) ≥ 1 288 max{1, log |j(τ)|}. Theorem (Elkies) Λv0(z) ≥ −log N 2N − 1 12N log+ |jE| − 16 5N .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Hint of the proof of Elkies’ theorem

The key tools in the proof of Elkies’ theorem are the eigenfunction expansion λ(x − y) =

  • n=1

1 λn fn(x)fn(y) together with smoothing properties of convolution with the heat kernel.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Non-Archimedean case

Let v ∈ M◦

K be a non-Archimedean place of K.

Following Rumely, we write λv(P − Q) = iv(P, Q) + jv(P, Q) where iv is a non-negative term coming from arithmetic intersection theory. If E has good reduction, then jv = 0 and thus λv(P − Q) ≥ 0.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Non-Archimedean case

Let v ∈ M◦

K be a non-Archimedean place of K.

Following Rumely, we write λv(P − Q) = iv(P, Q) + jv(P, Q) where iv is a non-negative term coming from arithmetic intersection theory. If E has good reduction, then jv = 0 and thus λv(P − Q) ≥ 0.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Tate curves

Now suppose jE is non-integral, so that E/K has a Tate uniformization E(Cv) ∼ − →C∗

v/qZ, where q = qE is the Tate

parameter of E. Let r be the composition of the Tate isomorphism with the map C∗

v/qZ → R/Z sending z to (log |z|v)/(log |q|v).

Then jv(P, Q) = 1 2B2(r(P − Q)) log |jE|v, where B2(t) = (t − [t])2 − 1 2(t − [t]) + 1 6 is the periodic second Bernoulli polynomial.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Tate curves

Now suppose jE is non-integral, so that E/K has a Tate uniformization E(Cv) ∼ − →C∗

v/qZ, where q = qE is the Tate

parameter of E. Let r be the composition of the Tate isomorphism with the map C∗

v/qZ → R/Z sending z to (log |z|v)/(log |q|v).

Then jv(P, Q) = 1 2B2(r(P − Q)) log |jE|v, where B2(t) = (t − [t])2 − 1 2(t − [t]) + 1 6 is the periodic second Bernoulli polynomial.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Fourier analysis of B2(t)

Lemma Let E/Cv be a Tate curve, and let δv = log |jE| > 0. Then Λv(Z) ≥ 1 δ2

v

− 1 N 1 12δv. The proof is based on Parseval’s formula together with the Fourier expansion B2(t) = 1 2π2

  • m∈Z\{0}

1 m2 e2πimt.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Fourier analysis of B2(t)

Lemma Let E/Cv be a Tate curve, and let δv = log |jE| > 0. Then Λv(Z) ≥ 1 δ2

v

− 1 N 1 12δv. The proof is based on Parseval’s formula together with the Fourier expansion B2(t) = 1 2π2

  • m∈Z\{0}

1 m2 e2πimt.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Interpretation via the Berkovich analytification

The map r : E(Cv) → R/Z defined above can be identified with the retraction map to the skeleton Γ of the Berkovich analytic space EBerk,v, which is isometric to a circle of length log |jE|v: The function jv(P, Q) = 1

2B2(r(P − Q)) log |jE|v on Γ is the

Arakelov-Green function with respect to the normalized Haar measure µv on Γ.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Interpretation via the Berkovich analytification

The map r : E(Cv) → R/Z defined above can be identified with the retraction map to the skeleton Γ of the Berkovich analytic space EBerk,v, which is isometric to a circle of length log |jE|v: The function jv(P, Q) = 1

2B2(r(P − Q)) log |jE|v on Γ is the

Arakelov-Green function with respect to the normalized Haar measure µv on Γ.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local discrepancy: Archimedean case

Let K be a number field. Given a sequence Z = {P1, . . . , PN} of distinct points in E( ¯ K), we want to define a non-negative “smoothing” Dv(Z) of Λv(Z), which we call the local discrepancy of Z. Over C, Elkies’ theorem is proved by convolving with the heat kernel to get a 1-parameter family {λt}t>0 of smooth functions λt : E(C) → R such that limt→0 λt = λv and

1 N2

  • i,j λt(Pi − Pj) > 0 for all t.

The best choice for our purposes is to take t = 1/N. We set, for Archimedean v: Dv(Z) := 1 N2

  • i,j

λ 1

N (Pi − Pj). Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local discrepancy: Archimedean case

Let K be a number field. Given a sequence Z = {P1, . . . , PN} of distinct points in E( ¯ K), we want to define a non-negative “smoothing” Dv(Z) of Λv(Z), which we call the local discrepancy of Z. Over C, Elkies’ theorem is proved by convolving with the heat kernel to get a 1-parameter family {λt}t>0 of smooth functions λt : E(C) → R such that limt→0 λt = λv and

1 N2

  • i,j λt(Pi − Pj) > 0 for all t.

The best choice for our purposes is to take t = 1/N. We set, for Archimedean v: Dv(Z) := 1 N2

  • i,j

λ 1

N (Pi − Pj). Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local discrepancy: Archimedean case

Let K be a number field. Given a sequence Z = {P1, . . . , PN} of distinct points in E( ¯ K), we want to define a non-negative “smoothing” Dv(Z) of Λv(Z), which we call the local discrepancy of Z. Over C, Elkies’ theorem is proved by convolving with the heat kernel to get a 1-parameter family {λt}t>0 of smooth functions λt : E(C) → R such that limt→0 λt = λv and

1 N2

  • i,j λt(Pi − Pj) > 0 for all t.

The best choice for our purposes is to take t = 1/N. We set, for Archimedean v: Dv(Z) := 1 N2

  • i,j

λ 1

N (Pi − Pj). Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local discrepancy: Non-Archimedean case

In the non-Archimedean case, the singularity of λv at O comes from the non-negative intersection term iv(P, Q). This makes life easier than in the Archimedean case. Here, a naive construction works just fine: we set λ∗

v(O) = 0 and

λ∗

v(P) = λv(P) for P = O, and define

Dv(Z) := 1 N2

  • i,j

λ∗

v(Pi − Pj).

Although λ∗

v can be negative, Parseval’s formula shows that

Dv(Z) ≥ 0.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local discrepancy: Non-Archimedean case

In the non-Archimedean case, the singularity of λv at O comes from the non-negative intersection term iv(P, Q). This makes life easier than in the Archimedean case. Here, a naive construction works just fine: we set λ∗

v(O) = 0 and

λ∗

v(P) = λv(P) for P = O, and define

Dv(Z) := 1 N2

  • i,j

λ∗

v(Pi − Pj).

Although λ∗

v can be negative, Parseval’s formula shows that

Dv(Z) ≥ 0.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local discrepancy: Non-Archimedean case

In the non-Archimedean case, the singularity of λv at O comes from the non-negative intersection term iv(P, Q). This makes life easier than in the Archimedean case. Here, a naive construction works just fine: we set λ∗

v(O) = 0 and

λ∗

v(P) = λv(P) for P = O, and define

Dv(Z) := 1 N2

  • i,j

λ∗

v(Pi − Pj).

Although λ∗

v can be negative, Parseval’s formula shows that

Dv(Z) ≥ 0.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

The Height-Discrepancy Inequality

Define the global discrepancy of Z to be D(Z) :=

v∈MK dv d Dv(Z), and define ˆ

h(Z) := 1

N

  • P∈Z ˆ

h(P). Theorem (B.–Petsche) Let K be a number field, let E/K be an elliptic curve, and let Z = {P1, . . . , PN} be a set of N distinct points in E( ¯ K). Then 0 ≤ D(Z) ≤ 4ˆ h(Z) + 1 N 1 2 log N + 1 12h(jE) + 16 5

  • .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

The Height-Discrepancy Inequality

Define the global discrepancy of Z to be D(Z) :=

v∈MK dv d Dv(Z), and define ˆ

h(Z) := 1

N

  • P∈Z ˆ

h(P). Theorem (B.–Petsche) Let K be a number field, let E/K be an elliptic curve, and let Z = {P1, . . . , PN} be a set of N distinct points in E( ¯ K). Then 0 ≤ D(Z) ≤ 4ˆ h(Z) + 1 N 1 2 log N + 1 12h(jE) + 16 5

  • .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local Discrepancy and Equidistribution

Intuitively, the local discrepancy measures how far Z = {P1, . . . , PN} is from being equidistributed with respect to the canonical measure at a given place v of K. For v ∈ MK Archimedean, set EBerk,v := E(C) and let µv be the normalized Haar measure on EBerk,v. For v ∈ MK non-Archimedean, let µv be the normalized Haar measure on the circle Γ (pushed forward to EBerk,v). Theorem Let Zn be a sequence of finite subsets of E(Cv) ⊂ EBerk,v with #Zn → ∞. If Dv(Zn) → 0, then the sequence Zn is equidistributed with respect to µv.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local Discrepancy and Equidistribution

Intuitively, the local discrepancy measures how far Z = {P1, . . . , PN} is from being equidistributed with respect to the canonical measure at a given place v of K. For v ∈ MK Archimedean, set EBerk,v := E(C) and let µv be the normalized Haar measure on EBerk,v. For v ∈ MK non-Archimedean, let µv be the normalized Haar measure on the circle Γ (pushed forward to EBerk,v). Theorem Let Zn be a sequence of finite subsets of E(Cv) ⊂ EBerk,v with #Zn → ∞. If Dv(Zn) → 0, then the sequence Zn is equidistributed with respect to µv.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local Discrepancy and Equidistribution

Intuitively, the local discrepancy measures how far Z = {P1, . . . , PN} is from being equidistributed with respect to the canonical measure at a given place v of K. For v ∈ MK Archimedean, set EBerk,v := E(C) and let µv be the normalized Haar measure on EBerk,v. For v ∈ MK non-Archimedean, let µv be the normalized Haar measure on the circle Γ (pushed forward to EBerk,v). Theorem Let Zn be a sequence of finite subsets of E(Cv) ⊂ EBerk,v with #Zn → ∞. If Dv(Zn) → 0, then the sequence Zn is equidistributed with respect to µv.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 46

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Local Discrepancy and Equidistribution

Intuitively, the local discrepancy measures how far Z = {P1, . . . , PN} is from being equidistributed with respect to the canonical measure at a given place v of K. For v ∈ MK Archimedean, set EBerk,v := E(C) and let µv be the normalized Haar measure on EBerk,v. For v ∈ MK non-Archimedean, let µv be the normalized Haar measure on the circle Γ (pushed forward to EBerk,v). Theorem Let Zn be a sequence of finite subsets of E(Cv) ⊂ EBerk,v with #Zn → ∞. If Dv(Zn) → 0, then the sequence Zn is equidistributed with respect to µv.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Global Discrepancy and Equidistribution of Small Points

Using the Height-Discrepancy Inequality, we obtain the following quantitative refinement of the Szpiro-Ullmo-Zhang equidistribution theorem for elliptic curves: Theorem (B.–Petsche) Let Zn be a sequence of Gal( ¯ K/K)-invariant finite subsets of E( ¯ K) with #Zn → ∞. If there is a place v ∈ MK such that Zn is not equidistributed in EBerk,v with respect to µv, then lim inf ˆ h(Zn) ≥ 1 4 lim inf D(Zn) > 0. In particular, if ˆ h(Zn) → 0, then Zn is equidistributed in EBerk,v with respect to µv for all v ∈ MK.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Global Discrepancy and Equidistribution of Small Points

Using the Height-Discrepancy Inequality, we obtain the following quantitative refinement of the Szpiro-Ullmo-Zhang equidistribution theorem for elliptic curves: Theorem (B.–Petsche) Let Zn be a sequence of Gal( ¯ K/K)-invariant finite subsets of E( ¯ K) with #Zn → ∞. If there is a place v ∈ MK such that Zn is not equidistributed in EBerk,v with respect to µv, then lim inf ˆ h(Zn) ≥ 1 4 lim inf D(Zn) > 0. In particular, if ˆ h(Zn) → 0, then Zn is equidistributed in EBerk,v with respect to µv for all v ∈ MK.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Totally real and totally p-adic points

The following theorem is proved by combining the height-discrepancy inequality with Fourier analysis on E(R) and a real-analytic version of the Tate uniformization: Theorem (B.–Petsche) Let Qtr be the maximal totally real subfield of ¯ Q, and let E/Qtr be an elliptic curve. There are explicit constants C1, C2 > 0 depending polynomially on h(jE) such that #E(Qtr)tor ≤ C1 and ˆ h(P) ≥ C2 for every non-torsion point P ∈ E(Qtr). We prove a similar completely explicit result for totally p-adic points.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Totally real and totally p-adic points

The following theorem is proved by combining the height-discrepancy inequality with Fourier analysis on E(R) and a real-analytic version of the Tate uniformization: Theorem (B.–Petsche) Let Qtr be the maximal totally real subfield of ¯ Q, and let E/Qtr be an elliptic curve. There are explicit constants C1, C2 > 0 depending polynomially on h(jE) such that #E(Qtr)tor ≤ C1 and ˆ h(P) ≥ C2 for every non-torsion point P ∈ E(Qtr). We prove a similar completely explicit result for totally p-adic points.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Totally real and totally p-adic points

The following theorem is proved by combining the height-discrepancy inequality with Fourier analysis on E(R) and a real-analytic version of the Tate uniformization: Theorem (B.–Petsche) Let Qtr be the maximal totally real subfield of ¯ Q, and let E/Qtr be an elliptic curve. There are explicit constants C1, C2 > 0 depending polynomially on h(jE) such that #E(Qtr)tor ≤ C1 and ˆ h(P) ≥ C2 for every non-torsion point P ∈ E(Qtr). We prove a similar completely explicit result for totally p-adic points.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Elkies’ theorem for Riemann surfaces

Elkies’ result extends (with more or less the same proof) to compact Riemann surfaces X of arbitrary genus by using the Arakelov–Green function gµ(x, y) attached to some volume form µ

  • n X(C) in place of λ(x − y).

Definition: The Arakelov–Green function gµ(x, y) is the unique function of two variables on X(C) which is continuous away from the diagonal and satisfies: (Differential equation) ∆ygµ(x, y) = δx − µ. (Normalization)

  • gµ(x, y)µ(x)µ(y) = 0.

Theorem (Elkies) Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≫ −log N N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 53

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Elkies’ theorem for Riemann surfaces

Elkies’ result extends (with more or less the same proof) to compact Riemann surfaces X of arbitrary genus by using the Arakelov–Green function gµ(x, y) attached to some volume form µ

  • n X(C) in place of λ(x − y).

Definition: The Arakelov–Green function gµ(x, y) is the unique function of two variables on X(C) which is continuous away from the diagonal and satisfies: (Differential equation) ∆ygµ(x, y) = δx − µ. (Normalization)

  • gµ(x, y)µ(x)µ(y) = 0.

Theorem (Elkies) Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≫ −log N N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 54

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Elkies’ theorem for Riemann surfaces

Elkies’ result extends (with more or less the same proof) to compact Riemann surfaces X of arbitrary genus by using the Arakelov–Green function gµ(x, y) attached to some volume form µ

  • n X(C) in place of λ(x − y).

Definition: The Arakelov–Green function gµ(x, y) is the unique function of two variables on X(C) which is continuous away from the diagonal and satisfies: (Differential equation) ∆ygµ(x, y) = δx − µ. (Normalization)

  • gµ(x, y)µ(x)µ(y) = 0.

Theorem (Elkies) Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≫ −log N N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 55

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Elkies’ theorem for Riemann surfaces

Elkies’ result extends (with more or less the same proof) to compact Riemann surfaces X of arbitrary genus by using the Arakelov–Green function gµ(x, y) attached to some volume form µ

  • n X(C) in place of λ(x − y).

Definition: The Arakelov–Green function gµ(x, y) is the unique function of two variables on X(C) which is continuous away from the diagonal and satisfies: (Differential equation) ∆ygµ(x, y) = δx − µ. (Normalization)

  • gµ(x, y)µ(x)µ(y) = 0.

Theorem (Elkies) Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≫ −log N N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 56

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Elkies’ theorem for Riemann surfaces

Elkies’ result extends (with more or less the same proof) to compact Riemann surfaces X of arbitrary genus by using the Arakelov–Green function gµ(x, y) attached to some volume form µ

  • n X(C) in place of λ(x − y).

Definition: The Arakelov–Green function gµ(x, y) is the unique function of two variables on X(C) which is continuous away from the diagonal and satisfies: (Differential equation) ∆ygµ(x, y) = δx − µ. (Normalization)

  • gµ(x, y)µ(x)µ(y) = 0.

Theorem (Elkies) Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≫ −log N N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 57

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A Non-Archimedean Elkies’ inequality?

If v is non-Archimedean and XBerk is the Berkovich analytification

  • f an algebraic curve over Cv, the space XBerk deformation

retracts onto a finite metrized graph Γ. One can define the Arakelov–Green function gµ(x, y) attached to any probability measure µ on XBerk exactly as above, using Thuillier’s Laplacian operator. If µ is supported on Γ, it turns out (just as in the case of elliptic curves) that gµ(x, y) = i(x, y) + jµ(x, y) where i(x, y) is a non-negative term coming from arithmetic intersection theory and jµ(x, y) depends only on the retraction of x and y to Γ.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 58

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A Non-Archimedean Elkies’ inequality?

If v is non-Archimedean and XBerk is the Berkovich analytification

  • f an algebraic curve over Cv, the space XBerk deformation

retracts onto a finite metrized graph Γ. One can define the Arakelov–Green function gµ(x, y) attached to any probability measure µ on XBerk exactly as above, using Thuillier’s Laplacian operator. If µ is supported on Γ, it turns out (just as in the case of elliptic curves) that gµ(x, y) = i(x, y) + jµ(x, y) where i(x, y) is a non-negative term coming from arithmetic intersection theory and jµ(x, y) depends only on the retraction of x and y to Γ.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 59

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A Non-Archimedean Elkies’ inequality?

If v is non-Archimedean and XBerk is the Berkovich analytification

  • f an algebraic curve over Cv, the space XBerk deformation

retracts onto a finite metrized graph Γ. One can define the Arakelov–Green function gµ(x, y) attached to any probability measure µ on XBerk exactly as above, using Thuillier’s Laplacian operator. If µ is supported on Γ, it turns out (just as in the case of elliptic curves) that gµ(x, y) = i(x, y) + jµ(x, y) where i(x, y) is a non-negative term coming from arithmetic intersection theory and jµ(x, y) depends only on the retraction of x and y to Γ.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 60

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An example

In fact, we have jµ(x, y) = gµ,Γ(r(x), r(y)) where gµ,Γ(x, y) is a continuous function of two variables on Γ defined using the Laplacian operator on metrized graphs. For example, when Γ is a circle, we have gµ,Γ(x, y) = 1 2B2(x − y)ℓ(Γ).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An example

In fact, we have jµ(x, y) = gµ,Γ(r(x), r(y)) where gµ,Γ(x, y) is a continuous function of two variables on Γ defined using the Laplacian operator on metrized graphs. For example, when Γ is a circle, we have gµ,Γ(x, y) = 1 2B2(x − y)ℓ(Γ).

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 62

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An Elkies-style inequality for metrized graphs

Theorem (B.–Rumely) Let Γ be a metrized graph.

1 The function gµ(x, y) on Γ has an eigenfunction expansion

  • n=1

1 λn fn(x)fn(y) which converges uniformly on Γ × Γ to gµ(x, y).

2 There exists C > 0 (depending on Γ and µ) such that

Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≥ −C N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 63

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An Elkies-style inequality for metrized graphs

Theorem (B.–Rumely) Let Γ be a metrized graph.

1 The function gµ(x, y) on Γ has an eigenfunction expansion

  • n=1

1 λn fn(x)fn(y) which converges uniformly on Γ × Γ to gµ(x, y).

2 There exists C > 0 (depending on Γ and µ) such that

Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≥ −C N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 64

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An Elkies-style inequality for metrized graphs

Theorem (B.–Rumely) Let Γ be a metrized graph.

1 The function gµ(x, y) on Γ has an eigenfunction expansion

  • n=1

1 λn fn(x)fn(y) which converges uniformly on Γ × Γ to gµ(x, y).

2 There exists C > 0 (depending on Γ and µ) such that

Λµ(Z) := 1 N2

  • i,j

gµ(Pi, Pj) ≥ −C N .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An example

Another example of an eigenfunction expansion on a metrized graph is the following: Example: Let Γ = [0, 1] and let µ = δ0. Then gµ(x, y) = min(x, y) = 8

  • n≥1 odd

sin( nπx

2 ) sin( nπy 2 )

π2n2 .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An example

Another example of an eigenfunction expansion on a metrized graph is the following: Example: Let Γ = [0, 1] and let µ = δ0. Then gµ(x, y) = min(x, y) = 8

  • n≥1 odd

sin( nπx

2 ) sin( nπy 2 )

π2n2 .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical heights in arithmetic dynamics

Following Call and Silverman, one has an analogue of the N´ eron–Tate canonical height in arithmetic dynamics. Let φ : P1 → P1 be a morphism of degree d ≥ 2 defined over a global field K. We can lift φ to a map F = (F1(x, y), F2(x, y)) : A2 → A2 where the Fi are homogeneous of degree d and have no common factor. Write F (n) = (F (n)

1

(x, y), F (n)

2

(x, y)) for the nth iterate of F. For v ∈ MK, define the local canonical height ˆ HF,v : C2

v\{0} → R by

ˆ HF,v(z1, z2) = lim

n→∞

1 dn log max{|F (n)

1

(z1, z2)|v, |F (n)

2

(z1, z2)|v}.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical heights in arithmetic dynamics

Following Call and Silverman, one has an analogue of the N´ eron–Tate canonical height in arithmetic dynamics. Let φ : P1 → P1 be a morphism of degree d ≥ 2 defined over a global field K. We can lift φ to a map F = (F1(x, y), F2(x, y)) : A2 → A2 where the Fi are homogeneous of degree d and have no common factor. Write F (n) = (F (n)

1

(x, y), F (n)

2

(x, y)) for the nth iterate of F. For v ∈ MK, define the local canonical height ˆ HF,v : C2

v\{0} → R by

ˆ HF,v(z1, z2) = lim

n→∞

1 dn log max{|F (n)

1

(z1, z2)|v, |F (n)

2

(z1, z2)|v}.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical heights in arithmetic dynamics

Following Call and Silverman, one has an analogue of the N´ eron–Tate canonical height in arithmetic dynamics. Let φ : P1 → P1 be a morphism of degree d ≥ 2 defined over a global field K. We can lift φ to a map F = (F1(x, y), F2(x, y)) : A2 → A2 where the Fi are homogeneous of degree d and have no common factor. Write F (n) = (F (n)

1

(x, y), F (n)

2

(x, y)) for the nth iterate of F. For v ∈ MK, define the local canonical height ˆ HF,v : C2

v\{0} → R by

ˆ HF,v(z1, z2) = lim

n→∞

1 dn log max{|F (n)

1

(z1, z2)|v, |F (n)

2

(z1, z2)|v}.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical heights in arithmetic dynamics (continued)

The global canonical height of z = (z1 : z2) ∈ P1( ¯ K) is defined to be ˆ hφ(z) =

  • v∈MK

dv d ˆ HF,v(z1, z2). By the product formula, this is independent of the lift F and of the coordinate representation (z1 : z2).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical heights in arithmetic dynamics (continued)

The global canonical height of z = (z1 : z2) ∈ P1( ¯ K) is defined to be ˆ hφ(z) =

  • v∈MK

dv d ˆ HF,v(z1, z2). By the product formula, this is independent of the lift F and of the coordinate representation (z1 : z2).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical measures in arithmetic dynamics

For each place v of K there is a canonical measure µφ,v on P1

Berk,v which governs equidistribution of periodic points and

iterated preimages. In the Archimedean case, the canonical measure is the well-known measure of maximal entropy studied by Brolin, Lyubich, and Freire-Lopes-Ma˜ n´ e. For example, if φ(z) = z2 then for v Archimedean µφ,v is Haar measure on the complex unit circle in P1(C). For v non-Archimedean µφ,v is a point mass at the Gauss point of P1

Berk,v.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical measures in arithmetic dynamics

For each place v of K there is a canonical measure µφ,v on P1

Berk,v which governs equidistribution of periodic points and

iterated preimages. In the Archimedean case, the canonical measure is the well-known measure of maximal entropy studied by Brolin, Lyubich, and Freire-Lopes-Ma˜ n´ e. For example, if φ(z) = z2 then for v Archimedean µφ,v is Haar measure on the complex unit circle in P1(C). For v non-Archimedean µφ,v is a point mass at the Gauss point of P1

Berk,v.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Canonical measures in arithmetic dynamics

For each place v of K there is a canonical measure µφ,v on P1

Berk,v which governs equidistribution of periodic points and

iterated preimages. In the Archimedean case, the canonical measure is the well-known measure of maximal entropy studied by Brolin, Lyubich, and Freire-Lopes-Ma˜ n´ e. For example, if φ(z) = z2 then for v Archimedean µφ,v is Haar measure on the complex unit circle in P1(C). For v non-Archimedean µφ,v is a point mass at the Gauss point of P1

Berk,v.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Arakelov-Green functions in arithmetic dynamics

There is a corresponding Arakelov-Green function at each place. The Arakelov-Green function for φ(z) = z2 is given in both the Archimedean and non-Archimedean cases by the formula gφ,v((x1, y1), (x2, y2)) = − log |x1y2 − x2y1|v + log max{|x1|v, |y1|v} + log max{|x2|v, |y2|v}.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Arakelov-Green functions in arithmetic dynamics

There is a corresponding Arakelov-Green function at each place. The Arakelov-Green function for φ(z) = z2 is given in both the Archimedean and non-Archimedean cases by the formula gφ,v((x1, y1), (x2, y2)) = − log |x1y2 − x2y1|v + log max{|x1|v, |y1|v} + log max{|x2|v, |y2|v}.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 77

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An explicit formula for the dynamical Arakelov-Green function

The formula for gφ,v when φ(z) = z2 generalizes nicely to arbitrary rational maps: Theorem (B.–Rumely) Let φ ∈ K(z) be a rational map of degree d ≥ 2. For any place v

  • f K, we have

gφ,v((x1, y1), (x2, y2)) = − log |x1y2 − x2y1|v + ˆ HF,v(x1, y1) + ˆ HF,v(x2, y2) − 1 d(d − 1) log |Res(F1, F2)|v.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An explicit formula for the dynamical Arakelov-Green function

The formula for gφ,v when φ(z) = z2 generalizes nicely to arbitrary rational maps: Theorem (B.–Rumely) Let φ ∈ K(z) be a rational map of degree d ≥ 2. For any place v

  • f K, we have

gφ,v((x1, y1), (x2, y2)) = − log |x1y2 − x2y1|v + ˆ HF,v(x1, y1) + ˆ HF,v(x2, y2) − 1 d(d − 1) log |Res(F1, F2)|v.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Relation with the dynamical canonical height

Corollary: For every x, y ∈ P1( ¯ K) we have ˆ hφ(x) + ˆ hφ(y) =

  • v∈MK

dv d gϕ,v(x, y).

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A Mahler-Elkies style lower bound for average values of the dynamical Arakelov-Green function

Theorem (B.) Let φ ∈ Cv(z) be a rational map of degree d ≥ 2. There exists a constant C > 0 depending on φ such that if Z = {P1, . . . , PN} is a set of N distinct points in P1( ¯ K), then Λφ,v(Z) := 1 N2

  • i,j

gφ,v(Pi, Pj) ≥ −C log N N .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Commentary

Note that we don’t have Fourier analysis or eigenfunction expansions available to us in this setting. The proof uses the explicit formula for gφ,v(x, y) together with a rather elaborate algebraic analysis of certain determinants and resultants. It generalizes an old estimate due to Mahler for the usual Weil height based on van der Monde determinants and Hadamard’s inequality.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 82

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Commentary

Note that we don’t have Fourier analysis or eigenfunction expansions available to us in this setting. The proof uses the explicit formula for gφ,v(x, y) together with a rather elaborate algebraic analysis of certain determinants and resultants. It generalizes an old estimate due to Mahler for the usual Weil height based on van der Monde determinants and Hadamard’s inequality.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 83

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Commentary

Note that we don’t have Fourier analysis or eigenfunction expansions available to us in this setting. The proof uses the explicit formula for gφ,v(x, y) together with a rather elaborate algebraic analysis of certain determinants and resultants. It generalizes an old estimate due to Mahler for the usual Weil height based on van der Monde determinants and Hadamard’s inequality.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 84

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A global application

We deduce the following Hindry–Silverman type estimate: Theorem (B.) There are constants A, B > 0 depending on φ and L such that if [L : K] = D then #{P ∈ P1(L) | ˆ hφ(P) ≤ A D } ≤ B · D log D. The proof uses a pigeonhole principle argument at a fixed place of K (using the compactness of P1(C) or P1

Berk,v) together with the

Mahler-Elkies style lower bound from the previous slide.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 85

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A global application

We deduce the following Hindry–Silverman type estimate: Theorem (B.) There are constants A, B > 0 depending on φ and L such that if [L : K] = D then #{P ∈ P1(L) | ˆ hφ(P) ≤ A D } ≤ B · D log D. The proof uses a pigeonhole principle argument at a fixed place of K (using the compactness of P1(C) or P1

Berk,v) together with the

Mahler-Elkies style lower bound from the previous slide.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A lower bound for the degree of the field of definition of preperiodic points

Corollary: There is a constant C > 0 depending on φ and L such that if P1, . . . , PN are distinct preperiodic points of φ defined over L, then [L : K] ≥ C

N log N .

Note that the corollary is nearly sharp in the case φ(z) = z2, since [Q(ζN) : Q] = ϕ(N) ≫

N log log N .

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

A lower bound for the degree of the field of definition of preperiodic points

Corollary: There is a constant C > 0 depending on φ and L such that if P1, . . . , PN are distinct preperiodic points of φ defined over L, then [L : K] ≥ C

N log N .

Note that the corollary is nearly sharp in the case φ(z) = z2, since [Q(ζN) : Q] = ϕ(N) ≫

N log log N .

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 88

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An open problem

It is an interesting open problem to study the dependence of the constants A, B on the map φ in the estimate: #{P ∈ P1(L) | ˆ hφ(P) ≤ A D } ≤ BD log D. The constants are ineffective as it stands because of the compactness argument invoked. It would be very interesting to have an analogue in arithmetic dynamics of the Hindry-Silverman theorem (that Szpiro’s conjecture implies uniform boundedness of rational torsion points) relating some variant of the ABC Conjecture to the Morton-Silverman conjecture on uniform boundedness of rational preperiodic points.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 89

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

An open problem

It is an interesting open problem to study the dependence of the constants A, B on the map φ in the estimate: #{P ∈ P1(L) | ˆ hφ(P) ≤ A D } ≤ BD log D. The constants are ineffective as it stands because of the compactness argument invoked. It would be very interesting to have an analogue in arithmetic dynamics of the Hindry-Silverman theorem (that Szpiro’s conjecture implies uniform boundedness of rational torsion points) relating some variant of the ABC Conjecture to the Morton-Silverman conjecture on uniform boundedness of rational preperiodic points.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 90

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Potentially good reduction and isotriviality

Let v be non-Archimedean. We say that φ ∈ Cv(T) has potentially good reduction if it has good reduction after a change of coordinates (i.e., after conjugating by a M¨

  • bius

transformation). We say that φ has genuinely bad reduction if it does not have potentially good reduction. If K is a function field (with arbitrary constant field), we say that φ ∈ K(T) is isotrivial if, after a change of coordinates and a finite extension of K, it is defined over the field of constants. Theorem (B.) Let K be a function field, and let φ ∈ K(T) be a rational map of degree at least 2. Then φ is isotrivial if and only if φ has potentially good reduction over Cv for all v ∈ MK.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Potentially good reduction and isotriviality

Let v be non-Archimedean. We say that φ ∈ Cv(T) has potentially good reduction if it has good reduction after a change of coordinates (i.e., after conjugating by a M¨

  • bius

transformation). We say that φ has genuinely bad reduction if it does not have potentially good reduction. If K is a function field (with arbitrary constant field), we say that φ ∈ K(T) is isotrivial if, after a change of coordinates and a finite extension of K, it is defined over the field of constants. Theorem (B.) Let K be a function field, and let φ ∈ K(T) be a rational map of degree at least 2. Then φ is isotrivial if and only if φ has potentially good reduction over Cv for all v ∈ MK.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 92

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Potentially good reduction and isotriviality

Let v be non-Archimedean. We say that φ ∈ Cv(T) has potentially good reduction if it has good reduction after a change of coordinates (i.e., after conjugating by a M¨

  • bius

transformation). We say that φ has genuinely bad reduction if it does not have potentially good reduction. If K is a function field (with arbitrary constant field), we say that φ ∈ K(T) is isotrivial if, after a change of coordinates and a finite extension of K, it is defined over the field of constants. Theorem (B.) Let K be a function field, and let φ ∈ K(T) be a rational map of degree at least 2. Then φ is isotrivial if and only if φ has potentially good reduction over Cv for all v ∈ MK.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 93

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Potentially good reduction and isotriviality

Let v be non-Archimedean. We say that φ ∈ Cv(T) has potentially good reduction if it has good reduction after a change of coordinates (i.e., after conjugating by a M¨

  • bius

transformation). We say that φ has genuinely bad reduction if it does not have potentially good reduction. If K is a function field (with arbitrary constant field), we say that φ ∈ K(T) is isotrivial if, after a change of coordinates and a finite extension of K, it is defined over the field of constants. Theorem (B.) Let K be a function field, and let φ ∈ K(T) be a rational map of degree at least 2. Then φ is isotrivial if and only if φ has potentially good reduction over Cv for all v ∈ MK.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Potentially good reduction and dynamical Green functions

Theorem φ has genuinely bad reduction over Cv if and only if gφ,v(x, x) > 0 for all x ∈ P1

Berk,v\P1(Cv).

Corollary: If φ has genuinely bad reduction, then there exists a constant β > 0 and a covering of P1(Cv) by finitely many analytic

  • pen sets V1, . . . , Vt such that for each 1 ≤ i ≤ t, we have

gφ,v(x, y) ≥ β for all x, y ∈ Vi.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 95

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Potentially good reduction and dynamical Green functions

Theorem φ has genuinely bad reduction over Cv if and only if gφ,v(x, x) > 0 for all x ∈ P1

Berk,v\P1(Cv).

Corollary: If φ has genuinely bad reduction, then there exists a constant β > 0 and a covering of P1(Cv) by finitely many analytic

  • pen sets V1, . . . , Vt such that for each 1 ≤ i ≤ t, we have

gφ,v(x, y) ≥ β for all x, y ∈ Vi.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Isotriviality and preperiodicity

Using the above results and a Hindry-Silverman style pigeonhole argument, we deduce the following global consequence: Theorem Let K be a function field and let φ ∈ K(T) be a rational map of degree d ≥ 2. Assume that φ is not isotrivial. Then there exists ε > 0 (depending on K and φ) such that the set {P ∈ P1(K) : ˆ hφ(P) ≤ ε} is finite. Corollary: If φ is not isotrivial, then a point P ∈ P1( ¯ K) satisfies ˆ hφ(P) = 0 if and only if P is preperiodic for φ.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Isotriviality and preperiodicity

Using the above results and a Hindry-Silverman style pigeonhole argument, we deduce the following global consequence: Theorem Let K be a function field and let φ ∈ K(T) be a rational map of degree d ≥ 2. Assume that φ is not isotrivial. Then there exists ε > 0 (depending on K and φ) such that the set {P ∈ P1(K) : ˆ hφ(P) ≤ ε} is finite. Corollary: If φ is not isotrivial, then a point P ∈ P1( ¯ K) satisfies ˆ hφ(P) = 0 if and only if P is preperiodic for φ.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Isotriviality and preperiodicity

Using the above results and a Hindry-Silverman style pigeonhole argument, we deduce the following global consequence: Theorem Let K be a function field and let φ ∈ K(T) be a rational map of degree d ≥ 2. Assume that φ is not isotrivial. Then there exists ε > 0 (depending on K and φ) such that the set {P ∈ P1(K) : ˆ hφ(P) ≤ ε} is finite. Corollary: If φ is not isotrivial, then a point P ∈ P1( ¯ K) satisfies ˆ hφ(P) = 0 if and only if P is preperiodic for φ.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Another open problem

Recall the statement of the previous corollary: Corollary: If φ has genuinely bad reduction, then there exists a constant β > 0 and a covering of P1(Cv) by finitely many analytic

  • pen sets V1, . . . , Vt such that for each 1 ≤ i ≤ t, we have

gφ,v(x, y) ≥ β for all x, y ∈ Vi. It would be interesting to find good explicit bounds for t and β in terms of the map φ. This would yield an extension of Benedetto’s “s log s” bound for the number of preperiodic points of a polynomial map φ to arbitrary rational maps.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Another open problem

Recall the statement of the previous corollary: Corollary: If φ has genuinely bad reduction, then there exists a constant β > 0 and a covering of P1(Cv) by finitely many analytic

  • pen sets V1, . . . , Vt such that for each 1 ≤ i ≤ t, we have

gφ,v(x, y) ≥ β for all x, y ∈ Vi. It would be interesting to find good explicit bounds for t and β in terms of the map φ. This would yield an extension of Benedetto’s “s log s” bound for the number of preperiodic points of a polynomial map φ to arbitrary rational maps.

Matt Baker Lower bounds for Arakelov-Green functions

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SLIDE 101

Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Another open problem

Recall the statement of the previous corollary: Corollary: If φ has genuinely bad reduction, then there exists a constant β > 0 and a covering of P1(Cv) by finitely many analytic

  • pen sets V1, . . . , Vt such that for each 1 ≤ i ≤ t, we have

gφ,v(x, y) ≥ β for all x, y ∈ Vi. It would be interesting to find good explicit bounds for t and β in terms of the map φ. This would yield an extension of Benedetto’s “s log s” bound for the number of preperiodic points of a polynomial map φ to arbitrary rational maps.

Matt Baker Lower bounds for Arakelov-Green functions

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Motivation: The work of Hindry–Silverman Equidistribution and Non-Equidistribution on Elliptic Curves Arakelov-Green functions on metrized graphs Arithmetic dynamics

Happy Birthday, Joe!

Matt Baker Lower bounds for Arakelov-Green functions