Public Issue of Secured Redeemable Non-Convertible Debentures Issue - PowerPoint PPT Presentation

Public Issue of Secured Redeemable Non-Convertible Debentures Issue Opens: 3 rd January 2017 Issue Closes: 20 th January 2017 @ Srei Equipment Finance Limited Registered Office: ‘Vishwakarma’, 86C, Topsia Road (South), Kolkata 700 046. Tel: +91 33 6639 4700; Fax: +91 33 2285 7542; CIN: U70101WB2006PLC109898 @The Issue shall remain open for subscription on Working Days from 10 A.M. to 5 P.M. (Indian Standard Time) during the period indicated above, except that the Issue may close on such earlier date or extended date as may be decided by the Board/ Executive Committee of Directors, as the case maybe, subject to necessary approvals. In the event of an early closure or extension of the Issue, our Company shall ensure that notice of the same is provided to the prospective investors through advertisements in a leading national daily newspaper with wide circulation on or before such earlier date of Issue Closure or initial date of Issue closure, as the case may be. On the Issue Closing date, the Application Forms will be accepted only between 10 a.m. to 3 p.m. (Indian Standard Time) and uploaded till 5 p.m. or such extended time as may b e permitted by the Stock Exchanges. For further details please refer to “General Information” on page 41 of the Prospectus

Disclaimer: Capitalized term use and not define shall have the same meaning assigned to such terms in the Prospectus dated December 21, 2016. Disclaimer Clause of BSE: “It is to be distinctly understood that the permission given by BSE Limited should not in any way be deemed or construed that the Prospectus has been cleared or approved by BSE Limited nor does it certify the correctness or completeness of any of the contents of the Prospectus. The investors are advised to refer to the Prospectus for the full text of the Disclaimer clause of BSE Limited”. Disclaimer Clause of NSE: It is to be distinctly understood that the permission given by NSE should not in any way be deemed or construed that the Offer Document has been cleared or approved by NSE nor does it certify the correctness or completeness of any of the contents of the Offer Document. The investors are advised to refer to the Offer Document for the full text of the “Disclaimer Clause of NSE”. Disclaimer Clause of Use of NSE Electronic Platform: “It is to be distinctly understood that permission the permission given by NSE to use their network and Online Platform for facilitating applications for public issue of debt securities shall not in any way be deemed or construed as compliance with statutory and other requirements by Company, Lead Managers, etc , is cleared or approved by NSE; nor does it any manner warrant, certify or endorse the correctness or completeness of any of the compliance with the statutory and other requirements nor does it take any responsibility for the financial or other soundness of this Issuer, its promoters, its management or any scheme or project of this Issuer”. Disclaimer Clause of RBI: RBI has issued certificate of registration dated June 12, 2007 and certificate of registration dated September 3, 2008 re-classifying our company under the category “asset finance company – non – deposit taking”. It must be distinctly understood that the issuing of this certificate and granting a license and approval by RBI in any other matter should not in any way, be deemed or construed to be an approval by RBI to this prospectus nor should it be deemed that RBI has approved it and the RBI does not take any responsibility or guarantee the financial soundness of our company or for the correctness of any of the statements made or opinions expressed by our company in this connection and for repayment of deposits / discharge of liabilities by our company. Disclaimer of the Issuer: Srei Equipment Finance Limited is, subject to market conditions and other considerations, proposing a public issue of 2,500,000 Secured Redeemable Non-Convertible Debentures of Face Value of ` 1,000/- each (the “Debentures” or the “NCDs”), amounting to ` 2,500 million (“Base Issue Size”), with an option to retain oversubscription up to 2,500,000 NCDs of ` 1,000/- each for an amount upto ` 2,500 million, aggregating up to ` 5,000 million (“Overall Issue Size”) and is being offered by way of the Prospectus dated December 21, 2016 (The “Prospectus”), has filed with the Registrar of Companies, West Bengal, the Securities and Exchange Board of India ,BSE and NSE. The Investors are advised to take any decision to invest in the NCDs pursuant to their examination of the Issuer and on the basis of the disclosures made in the Prospectus. Please see the section titled “Risk Factors” beginning on page 15 of the Prospectus for the risks in this regard. Availability of Prospectus: The Prospectus is available on our website at www.srei.com, on the website of the stock exchange at www.bseindia.com and www.nseindia.com and also on the respective websites of the Lead Managers at www.edelweissfin.com, www.akcapindia.com, www.karvyinvestmentbanking.com, www.srei.com and www.trustgroup.in. Investors proposing to participate in the Issue should invest only on the basis of information contained in the Prospectus dated December 21, 2016. Physical copies of the Prospectus can be obtained from the Company’s Registered Offices and Corporate offices, Offices of the Lead Managers, Lead Brokers and sub-brokers, Trading Members and Designated Branches of the SCSBs. 2

Contents 1 Srei Equipment Finance Limited – The Issuer 2 Srei Equipment Finance Limited – Financial Performance 3 Issue Structure 4 Investment Consideration 3

1 Srei Equipment Finance Limited – The Issuer 4

About SREI Equipment Finance Limited • Srei Equipment Finance Limited (“SEFL”) is one of India’s leading non-banking financial company in the organized equipments financing sector with a principal focus on financing infrastructure equipment. • It is registered with RBI as a non-deposit taking systemically important, non-banking financial company (“NBFC-ND-SI”). It is classified as “Assets Finance Company” (AFC) within the meaning of NBFC. • It provides financial products and services to companies operating in the construction, mining, technology and solutions, healthcare, ports and railways, oil and gas, agriculture and transportation sectors. Financial products and services offered by SEFL comprise loans, leases, rentals and fee-based services. • SEFL enjoys a pan-India presence in approximately 21 states, including 89 branch offices with more than 60,000 customers as on September 30, 2016. • SEFL has achieved total AUM of ` 199,345 million and net worth of ` 23,956 million as on September 30, 2016. 5

Board of Directors Hemant Kanoria, Chairman & Managing Director • Mr. Hemant Kanoria has over 36 years of experience in industry, trade and financial services • Presently serving as Board Member in the Indian Institute of Information Technology, Guwahati, Neotia University and New Delhi Institute of Management • He has held the position of Chairman of FICCI National Committee on Infrastructure and also served as Board of Governers of Indian Institute of Management, Calcutta (IIM-C) Industry. Sunil Kanoria, Vice Chairman • Mr. Sunil Kanoria is a Chartered Accountant with more than 28 years of experience in the financial service industry. • Presently the President of The Associated Chambers of Commerce & Industry of India, a nominated Council member of The Institute of Chartered Accountants of India and a governing body member of the Construction Industry Development Council. Kora Ipe Puthenpurockal, Non-Executive & Independent Director • Mr. Puthenpurockal has a masters degree from Indian Institute of Technology, Mumbai and has 36 years of experience in the field of corporate banking. • He was senior advisor to the CEO and country manager of BNP Paribas India. 6

Board of Directors S. Chatterjee, Non-Executive & Independent Director • Over 45 years of experience in Retail, Commercial & Investment Banking and NBFC • Former Executive Director, Axis Bank Limited, Mumbai • He was a member of the Board of Directors of Nabil Bank, Nepal • Extensive exposure in the area of International Banking having worked in SBI, London and as the Chief Representative in Washington D.C having worked closely with IFC, World Bank and IMF Dr. Tamali Sen Gupta, Non-Executive & Independent Director (Additional Director) • Over 30 years’ experience in legal field and is a specialist in transnational legal transactions in media, real estate development, insurance and infrastructure • Widely published author and a Fellow of the Centre of International Legal Studies at Salzburg. Proprietor of T. Sengupta & Associates, a corporate law practice based in New Delhi. 7