Status and Prospects for VUV Ellipsometry (applied to high-k and low-k materials)
N.V. Edwards
Advanced Products Research and Development Laboratory Semiconductor Products Sector, Motorola, Inc.
Status and Prospects for VUV Ellipsometry (applied to high-k and - - PowerPoint PPT Presentation
Status and Prospects for VUV Ellipsometry (applied to high-k and low-k materials) N.V. Edwards Advanced Products Research and Development Laboratory Semiconductor Products Sector, Motorola, Inc. Requires invention/ potential showstopper
N.V. Edwards
Advanced Products Research and Development Laboratory Semiconductor Products Sector, Motorola, Inc.
Requires invention/ potential showstopper Development required Solution known
Quick Introduction to Ellipsometry
VUV SE: Initial Challenges
Applications and Advantages of VUV SE
VUV SE of High- k Materials
VUV SE of Low -k Materials
Conclusion
– In-line metrology (thickness, index) – Material diagnostics (band gap, alloy composition, strain) – Optical constants (index of refraction, dielectric constant) – Control/ monitoring of, e.g,
– In-line metrology (thickness, index) – Material diagnostics (band gap, alloy composition, strain) – Optical constants (index of refraction, dielectric constant) – Control/ monitoring of, e.g,
– Lithography
– Front end processing
– Back end processing
Potential applications for analyzing any “transparent” dielectric and wideband gap semiconductor
Introduction: What is ellipsometry?
Source
Sample
Entrance Optics Exit Optics Detector
Introduction
Real and imaginary part of dielectric function, ε = ε1 + i ε2
Photon Energy (eV) 2 4 6 8 10 Real(Dielectric Constant), ε1 Imag(Dielectric Constant), ε2 1.5 2.0 2.5 3.0 3.5 4.0 0.0 0.5 1.0 1.5 2.0 2.5 ε
1
ε
2
ε1 ε2
Optical Constants
Index of refraction n, Extinction coefficient k, n = n + i k
W avelength (nm ) 300 600 900 1200 1500 1800 Index of refraction ’n’ Extinction Coefficient ‘K’ 1.6 2.0 2.4 2.8 0.20 0.40 0.60 n k
− + = + + = 1 1 2 1 1 1 2 1
2 1 2 1
2 2 2 2 2 2 νε σ νε σ
ε ε
Challenges: Instrumentation
Measurements made:
Quartz and air absorb below 190nm
Challenges: Instrumentation
Challenges: Instrumentation
Xenon→ Deuterium quartz → MgF2 Spectral Range: 131 to 1770nm
0.7 to 9.5 eV Available A.O.I. = 20° to 80° Compensator for high accuracy measurements of transparent region
However, reducing data to optical constants still was not routine
Challenges: Data Reduction for VUV SE
Source
Sample
Entrance Optics Exit Optics Detector
131 to 1770 nm
Experimental Data
Photon Energy (eV) 2 4 6 8 10 Ψ in degrees ∆ in degrees 20 40 60 80
100 200 300
Exp Ψ
Exp ∆-E 65°
Sample Properties: d, n, k, ε composition roughness bandgap porosity
Challenges: Data Reduction
substrate εs ambient εa
+ −
ρ ρ ε
1 1 tan sin sin
2 2 2 2 s
d ambient εa
substrate εs
− − − − + = ϕ λ π ε
2 4 a s a s
s a id s
3-phase model: 2-phase model:
Challenges : Data Reduction
(penetration depth is a function of λ )
substrate εs
Significant for VUV SE
films
Challenges : Data Reduction
εs Substrate is foundational; Substrate = Si
Fitting up to DUV is routine; Si optical constants are well known: Aspnes, Herzinger Jellison, Yasuda
No optical constants for Si in VUV
Si
OSG
Challenges: Data Reduction
Can’t we just extrapolate optical constants?
Photon Energy (eV) 2 4 6 8 10 Reflection 0.20 0.30 0.40 0.50 0.60 0.70
Model Fit Exp pR 40°
Reflectivity data Model fit
Big problems
(with extrapolated optical constants)
No! Need to determine VUV optical constants for Si.
Si
OSG
Approach:
from ~8 Å to 2200 Å thick
Challenges: Data Reduction
all samples
interface and SiO2 layers, except for Amp, E1 offset
interface layer
Interface Layer
Si: Parameterized Semiconductor Layer SiO2: Tauc-Lorentz oscillator
Amp= 40.024, En= 10.643, C= 0.72608, Eg= 7.5258 Pole 1: Pos= 13.167, Mag= 94.386 Pole 2: Pos= 0.135, Mag= 0.0127 E1 offset= 1.263
Interface Layer: Tauc-Lorentz oscillator Amp= 158.67, En= 10.643, C= 0.72608, Eg= 7.5258 Pole 1: Pos= 13.167, Mag= 94.386 Pole 2: Pos= 0.135, Mag= 0.0127 E1 offset= 1.5705
all samples
interface and SiO2 layers, except for Amp, E1 offset
interface layer
Multi-Sample Analysis
Challenges: Data Reduction
Interface Layer
Si: Parameterized Semiconductor Layer SiO2: Tauc-Lorentz oscillator
Amp= 40.024, En= 10.643, C= 0.72608, Eg= 7.5258 Pole 1: Pos= 13.167, Mag= 94.386 Pole 2: Pos= 0.135, Mag= 0.0127 E1 offset= 1.263
Interface Layer: Tauc-Lorentz oscillator Amp= 158.67, En= 10.643, C= 0.72608, Eg= 7.5258 Pole 1: Pos= 13.167, Mag= 94.386 Pole 2: Pos= 0.135, Mag= 0.0127 E1 offset= 1.5705
Si Substrate
SiO2 2189.3 Å Si Substrate
SiO2 7.5 Å
Challenges: Data Reduction
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees ∆ in degrees
20 40 60 80 100
100 200 300 Photon Energy (eV) 2 4 6 8 10 <ε1> <ε2>
10 20 30 40 10 20 30 40
Data: ε1, blue ε2, green Model: red
SiO2/Si: Selected Fits from Multi-Sample Analysis Thinnest Sample:
Thickest Sample:
<ε1> <ε1> <ε2>
New CP: X1v-X1C transition
10 30 50 2 4 6 8 10
energy in eV pseudodielectric function
1.8 2.3 2.8 7.2 7.7 8.2
New Critical Point: X1v-X1C transition Motorola Aspnes Herzinger Jellison Yasuda X1V X1C
Challenges: Data Reduction
Photon Energy (eV) 2 4 6 8 10 Index of refraction n 1.40 1.50 1.60 1.70 1.80 1.90 2.00
This work Palik, et al. Herzinger, et al.
Photon Energy (eV) 2 4 6 8 10 Extinction Coefficient k 0.000 0.010 0.020 0.030 0.040 0.050 0.060
Challenges: Data Reduction
Don’t extrapolate
Photon Energy (eV) 2 4 6 8 10 Index of refraction n 1.40 1.50 1.60 1.70 1.80 1.90 2.00
This work Palik, et al. Herzinger, et al.
Photon Energy (eV) 2 4 6 8 10 Extinction Coefficient k 0.000 0.010 0.020 0.030 0.040 0.050 0.060
Challenges: Data Reduction
Don’t extrapolate
Applications and Advantages of VUV SE
Thickness[Å]
n and k from 131 to 1770 nm
W a v e l e n g t h [ n m ] R e f l e c t i v i t y [ % ]
Wavelength (nm) 300 600 900 1200 1500 1800 Index of refraction ' n' Extinction Coefficient ' k' 1.40 1.50 1.60 1.70 1.80 1.90 2.00 0.000 0.010 0.020 0.030 0.040 0.050 0.060
design and experimental verification for improved contrast at desired inspection wavelengths
heterostructure design simulation Litho applications are numerous and obvious….
Applications and Advantages of VUV SE
Applications and Advantages of VUV SE High- k Gates SiO2 SiON Metal oxides Low-k ILDs SiO2 TEOS OSGs
VUV SE of High k Materials
2 4 6 8 10 10 20 30 40 50 60 70 Dielectric Constant Band Gap (eV)
SiO2 Al
2O 3
MgO CaO ZrSiO4 HfSiO4 Diamond Si
3N 4
SiC Si Y
2O 3
SrO ZrO2 HfO2 LaAlO3 La
2O 3
Ta
2O 5
BaO TiO2 SrTiO3
Band Gap and Dielectric Constant of Potential Gate Dielectrics
VUV SE of High k Materials
2 4 6 8 10 10 20 30 40 50 60 70 Dielectric Constant Band Gap (eV)
SiO2 Al
2O 3
MgO CaO ZrSiO4 HfSiO4 Diamond Si
3N 4
SiC Si Y
2O 3
SrO ZrO2 HfO2 LaAlO3 La
2O 3
Ta
2O 5
BaO TiO2 SrTiO3
Band Gap and Dielectric Constant of Potential Gate Dielectrics
~Equal Parts Si, N, O ~No Nitrogen
Si: ~mid 30% O: ~high 40% N: ~high teens
Increased access to unique spectral features
(Very short term gate solution)
VUV SE of High k Materials: SiOxNy
~Equal Parts Si, N, O ~No Nitrogen
Si: ~mid 30% O: ~high 40% N: ~high teens
Increased access to unique spectral features
VUV SE of High k Materials: SiOxNy
Increased access to unique spectral features
Photon Energy (eV) 2 4 6 8 10 Reflection 0.20 0.30 0.40 0.50 0.60 0.70
Model Fit Exp pR 40°
Reflectivity data Model fit
(with extrapolated optical constants)
VUV SE of High k Materials: SiOxNy
VUV SE of High k Materials
2 4 6 8 10 10 20 30 40 50 60 70 Dielectric Constant Band Gap (eV)
SiO2 Al
2O 3
MgO CaO ZrSiO4 HfSiO4 Diamond Si
3N 4
SiC Si Y
2O 3
SrO ZrO2 HfO2 LaAlO3 La
2O 3
Ta
2O 5
BaO TiO2 SrTiO3
Band Gap and Dielectric Constant of Potential Gate Dielectrics
VUV SE of High k Materials: bulk Al2O3
<ε1> 4.0 5.0 6.0 7.0
this work: model fit this work: data prior art: Yao, et al. J.Appl. Phys., 1999
Photon Energy (eV) 2 4 6 8 10 < ε2 > 1.0 2.0 3.0 4.0 3.0
1 mm rough surface 12.5 Å
c-plane Al2O3 substrate
VUV SE of High k Materials: bulk Al2O3
<ε1> 4.0 5.0 6.0 7.0
this work: model fit this work: data prior art: Yao, et al. J.Appl. Phys., 1999
Photon Energy (eV) 2 4 6 8 10 < ε2 > 1.0 2.0 3.0 4.0 3.0
1 mm rough surface 12.5 Å
c-plane Al2O3 substrate
O 2p nonbonding Mo
French, et al., J.Am. Ceram. Soc. 77[2] 412 (1994)
Wavelength (nm) 300 600 900 1200 1500 1800 Index of refraction ’n’ Extinction Coefficient ‘K’ 1.6 2.0 2.4 2.8 0.20 0.40 0.60 n k
Calculated from our model
VUV SE of High k Materials: bulk Al2O3
<ε1> 4.0 5.0 6.0 7.0
this work: model fit this work: data prior art: Yao, et al. J.Appl. Phys., 1999
Photon Energy (eV) 2 4 6 8 10 < ε2 > 1.0 2.0 3.0 4.0 3.0
Wavelength (nm) 300 600 900 1200 1500 1800 Index of refraction ’n’ Extinction Coefficient ‘K’ 1.6 2.0 2.4 2.8 0.20 0.40 0.60 n k
1 mm rough surface 12.5 Å
O 2p nonbonding Mo
c-plane Al2O3 substrate
French, et al., J.Am. Ceram. Soc. 77[2] 412 (1994)
Calculated from our model
VUV SE of High k Materials
2 4 6 8 10 10 20 30 40 50 60 70 Dielectric Constant Band Gap (eV)
SiO2 Al
2O 3
MgO CaO ZrSiO4 HfSiO4 Diamond Si
3N 4
SiC Si Y
2O 3
SrO ZrO2 HfO2 LaAlO3 La
2O 3
Ta
2O 5
BaO TiO2 SrTiO3
Band Gap and Dielectric Constant of Potential Gate Dielectrics
VUV SE of High k Materials: ‘thin’ hafnia films on Si
Si Substrate 1 mm Interface Layer 2 Å Hafnia 207 Å Surface Roughness 9 Å
Phase: monoclinic Confirmed with XRD analysis, (Rich Gregory, PMCL)
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees ∆ in degrees
20 40 60 80 100
100 200 300
Model Fit Exp Ψ-E 65° Exp Ψ-E 70° Exp Ψ-E 75° Model Fit Exp ∆-E 65° Exp ∆-E 70° Exp ∆-E 75°
MSE= 1.6956
VUV SE of High k Materials: ‘thin’ hafnia films on Si
0.91 0.92 0.93 0.94 0.95 0.96 0.97 0.98 0.99 1 1.01 2 4 6 8 10 12 14 16 Interface Layer Thickness in Ang. Relative MSE
Si Substrate 1 mm Interface Layer 2 Å Hafnia 207 Å Surface Roughness 9 Å
VUV SE of High k Materials: ‘thin’ hafnia films on Si
0.91 0.92 0.93 0.94 0.95 0.96 0.97 0.98 0.99 1 1.01 2 4 6 8 10 12 14 16 Interface Layer Thickness in Ang. Relative MSE
Si Substrate 1 mm Interface Layer 2 Å Hafnia 206.6 Å Surface Roughness 9 Å
VUV SE of High k Materials: ‘thin’ hafnia films on Si Photon Energy (eV) 2 4 6 8 10 Real(Dielectric Constant), ε1 Imag(Dielectric Constant), ε2 2 4 6 8 10 2 4 6 8
ε1 ε2
Possible interpretation, after preliminary look at bandstructure (from Alex Demkov, PSRL) : Onset of absorption due to indirect gap. The onset from the model is 5.02 eV Direct transition direct Or, this could be an exciton before the bandedge (which would place the gap at 7 eV). We are investigating. Option 1: Option 2:
Bandgap for
1 2 3 4 5 6 7 8 9 10 2 4 6 8 10 Energy in eV e1 1 2 3 4 5 6 7 2 4 6 8 10 Energy in eV e2
monoclinic amorphous monoclinic amorphous Real Part of the Dielectric Function vs. Energy Imaginary Part of the Dielectric Function vs. Energy
VUV SE of High k Materials: ‘thin’ hafnia films on Si
No anneal Increasing anneal temp
VUV SE of High k Materials: ‘thin’ hafnia films on Si
2 4 6 8 2 4 6 8 10
Energy in eV ε 2
HfO2: Monoclinic Amorphous
in energy with changes in crystal structure
polarizabilities on the presence (or absence) of long-range order on the scale of 10 to 100Å
→→ ellipsometry is a nondestructive means of determining densities of amorphous, poly, or microscopically inhomogeneous materials
Direct gap of Si shown, top. Higher lying optical transitions
similar, but at higher energies (VUV).
1 2 3 4 5 6 7 8 9 10 2 4 6 8 10 Energy in eV e1 1 2 3 4 5 6 7 8 2 4 6 8 10 Energy in eV e2
Monoclinic; all others mixed phase (M + tetragonal) with increasing percentage of monoclinic phase with increasing anneal temp Real Part of the Dielectric Function vs. Energy Imaginary Part of the Dielectric Function vs. Energy
VUV SE of High k Materials: ‘thin’ hafnia films on Si
No anneal Increasing anneal temp
2 4 6 8 10 12 2 4 6 8 10 energy in eV e1
Real Part of the Dielectric Function vs. Energy
1 2 3 4 5 6 7 8 2 4 6 8 10 Energy in eV e2
Imaginary Part of the Dielectric Function vs. Energy
VUV SE of High k Materials: ‘thin’ hafnia films on Si
No anneal Increasing anneal temp
Samples were mixed phase (T +M) as deposited and under all of the annealing conditions, except for the highest anneal temp, which was single phase monoclinic.
2 4 6 8 10 12 2 4 6 8 10 energy in eV e1
Real Part of the Dielectric Function vs. Energy
1 2 3 4 5 6 7 8 2 4 6 8 10 Energy in eV e2
Imaginary Part of the Dielectric Function vs. Energy No anneal Increasing anneal temp
VUV SE of High k Materials: ‘thin’ hafnia films on Si
Samples were mixed phase (T +M) as deposited and under all of the annealing conditions, except for the highest anneal temp, which was single phase monoclinic.
VUV SE of High k Materials: sensitivity to thickness Photon Energy (eV) 2 4 6 8 10
20 40 60 80 100
Model Fit Data 65° Data 70° Data 75°
Si Substrate 185 Å Al2O3
VUV SE of High k Materials: sensitivity to thickness
1) Why do we have increased sensitivity for measuring thin films in the VUV? 2) Ellipsometry gives optical thickness nd. How do we separately determine n and d? Photon Energy (eV) 2 4 6 8 10
Ψin degrees
20 40 60 80 100
Model Fit Data 40° 45° 50° 55° 60° 65° 70° 75°
Si Substrate 985 Å SiO2
for 1 interference cycle:
Small values of d will occur for small values of λ
2
∆λ λ
hc nd ∆
π
4
VUV SE of High k Materials: sensitivity to thickness
80
Ψin degrees
20 40 60
Model Fit Data 40° 45° 50° 55° 60° 65° 70° 75°
Si Substrate 95 Å SiO2 Photon Energy (eV) 2 4 6 8 10
Ψin degrees
20 40 60 80
Ψin degrees
20 40 60 80 Si Substrate 145 Å SiO2 Si Substrate 500 Å SiO2
VUV SE of High k Materials: sensitivity to thickness 10 20 30 40 50 2 4 6 8 10
energy in eV Psi 10 Ang 20 Ang 30 Ang 40 Ang 50 Ang 60 Ang
VUV SE of High k Materials: sensitivity to thickness 10 20 30 40 50 2 4 6 8 10
energy in eV Psi 10 Ang 20 Ang 30 Ang 40 Ang 50 Ang 60 Ang
Low k Primer
Cu Low κ
Thicknesses are greater, other problems exist
Low k Primer
400 440 480 520 560 5 6 7 8 9 10 1 1.2 1.4 1.6 1.8 2 2.2
Absorption (nm) Porosity (%) Hardness (GPa)
400 440 480 520 560 5 6 7 8 9 10 1 1.2 1.4 1.6 1.8 2 2.2 Absorption Onset (nm) Relative Porosity
Absorption (nm) Porosity (%) Hardness (GPa)
Production Research
Absorption Onset and Relative Porosity as a Function of Hardness
nominally similar OSGs can be dramatically different
Low k Primer
Point of Growth Cavity
VUV SE of Low k Materials: sensitivity to density Recall that SE is sensitive to long range order on the scale of 10 to 100Å…
EMA Calculation of SiO2 n with increasing void fraction
1 1.1 1.2 1.3 1.4 1.5 1.6 1.7 500 1000 1500 2000
SiO2--0% 10% 20% 30% 40% 50% 60% 70% 80% 90% Air--100%
Increasing Porosity
n
VUV SE of Low k Materials: sensitivity to density
0.0E+00 5.0E-06 1.0E-05 1.5E-05 2.0E-05 2.5E-05 3.0E-05 350 400 450 500 550
k wfr13 wfr14 wfr17 wfr18 wfr19 wfr20 wfr21 SiO2
1.405 1.415 1.425 1.435 1.445 1.455 500 700 900 1100
n
wavelength in nm
Optical Properties of OSG Films
VUV SE of Low k Materials: sensitivity to density Optical Properties of OSG Films
0.0E+00 5.0E-06 1.0E-05 1.5E-05 2.0E-05 2.5E-05 3.0E-05 350 400 450 500 550
k wfr13 wfr14 wfr17 wfr18 wfr19 wfr20 wfr21 SiO2
1.405 1.415 1.425 1.435 1.445 1.455 500 700 900 1100
n
wavelength in nm
VUV SE of Low k Materials: sensitivity to density Optical Properties of OSG Films
0.0E+00 5.0E-06 1.0E-05 1.5E-05 2.0E-05 2.5E-05 3.0E-05 350 400 450 500 550
k wfr13 wfr14 wfr17 wfr18 wfr19 wfr20 wfr21 SiO2
1.405 1.415 1.425 1.435 1.445 1.455 500 700 900 1100
n
wavelength in nm
For porous SiO2, k should be 0 for whole spectral range….what is going on?
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees
20 40 60 80
Model Fit Exp E 65°
Why can’t OSG be treated like an
3% Porosity
Why can’t OSG be treated like an
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees
20 40 60 80
Model Fit Exp E 65°
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees
20 40 60 80
Tauc-Lorentz Model
VUV SE of Low k Materials
VUV SE of Low k Materials
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees
20 40 60 80
Tauc-Lorentz Model
VUV SE of Low k Materials
Photon Energy (eV) 2 4 6 8 10
Ψ in degrees
20 40 60 80
Model Fit Exp E 65°
← Cauchy / Urbach→ ← Sellmeier → Tauc-Lorentz Tauc-Lorentz + 2 Gaussians
500 1000 1500 2000 2500 3000
Raman (blue) and absorbance (red) spectra of a SiCOH film (#13) on Si.
a-Si (film) c-Si LO (sub.) Si-O bend Si-O stretch Symmetric CH3 bend Si-H stretch
C=O stretch c-Si 2LO (sub.) Si-O-Si stretch Si-CH3 bend Si-CH3 deform Si-C stretch Asymmetric CH3 bend
H-SiO3
2100 2200 2300
Frequency (cm-1)
H-SiO2
VUV SE of Low k Materials: low index inclusions complicate simple porosity measurements
0.0E+00 5.0E-06 1.0E-05 1.5E-05 2.0E-05 2.5E-05 3.0E-05 350 400 450 500 550
k wfr13 wfr14 wfr17 wfr18 wfr19 wfr20 wfr21 SiO2
1.405 1.415 1.425 1.435 1.445 1.455 500 700 900 1100
n
Optical Properties of OSG Films
wavelength in nm
200 400 600 800 1000 1200 1400
#13 #14 #18 #20
Raman Intensity Raman Shift (cm-1)
Wavelength (nm)
Comparison of the Raman spectra of several SiCOH films. Absorption edges of the SiCOH films from SE (b) and correlation between the absorption edge and the a-Si cluster concentration.
2.2 2.4 2.6 2.8 3 3.2 4.8 5 5.2 5.4 5.6 5.8 6 6.2
Absorption Edge (eV) R(480cm-1)/R(800cm-1)
(a) (b)
More a-Si
p simple porosity measurements
VUV SE of Low k Materials
» and thus higher electron densities/ lower relative porosities
across the spectral range measured
» the change in structure introduced by interstitial CHx is causing something more than a mere increase in porosity Raman, FTIR, XRR, EELS
VUV SE of Low k Materials
without first confirming that they are not absorbing.
applicability, for either in-line or spectroscopic instruments.
The dramatic difference between the onset of absorption and onset
to extract film thickness or porosity from their optical measurements.
Extract n and d independently for thickness required for process Extract n and d independently for thickness required for process Sensitive to density and surface roughness in ‘thick’, single layer films Sensitive to interface layer and surface roughness in ‘thick’, single layer films Sensitive to interface layer and surface roughness for multilayers Sensitive to pore size and distribution
Extract n and d independently for thickness required for process Extract n and d independently for thickness required for process Sensitive to density and surface roughness in ‘thick’, single layer films Sensitive to interface layer and surface roughness in ‘thick’, single layer films Sensitive to interface layer and surface roughness for multilayers Sensitive to pore size and distribution
Extract n and d independently for thickness required for process Extract n and d independently for thickness required for process Sensitive to interface layer and surface roughness in ‘thick’, single layer films Sensitive to density and surface roughness in ‘thick’, single layer films Sensitive to interface layer and surface roughness for multilayers Sensitive to pore size and distribution
TEM Bruce Xie Marti Erickson Joe Kulik Gordon Tam AFM Eppie Irwin Xiang-Dong Wang Raman and FTIR Ran Liu RBS Kevin Williamson Rich Gregory Crystal Growth Dina Triyoso Steve Smith Darrel Roan Kim Reid Kurt Junker Jason Vires SE Technical Assistance Stefan Zollner Craig Herzinger Tom Tiwald James Hilfiker