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Strong Lexicalization of Tree-Adjoining Grammars Andreas Maletti 1 and Joost Engelfriet 2 1 IMS, Universitt Stuttgart, Germany 2 LIACS, Leiden University, The Netherlands maletti@ims.uni-stuttgart.de Stuttgart May 2, 2012 Strong


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Strong Lexicalization of Tree-Adjoining Grammars

Andreas Maletti1 and Joost Engelfriet2

1 IMS, Universität Stuttgart, Germany 2 LIACS, Leiden University, The Netherlands

maletti@ims.uni-stuttgart.de

Stuttgart — May 2, 2012

Strong Lexicalization of Tree-Adjoining Grammars

  • A. Maletti and J. Engelfriet

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Motivation

Tree-Adjoining Grammars

Motivation mildly context-sensitive formalism productions express local dependencies but can realize global dependencies Applications TAG for English [XTAG RESEARCH GROUP 2001] lexicalized TAG for German [KALLMEYER et al. 2010]

Strong Lexicalization of Tree-Adjoining Grammars

  • A. Maletti and J. Engelfriet

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Motivation

Tree-Adjoining Grammars

Motivation mildly context-sensitive formalism productions express local dependencies but can realize global dependencies Applications TAG for English [XTAG RESEARCH GROUP 2001] lexicalized TAG for German [KALLMEYER et al. 2010]

Strong Lexicalization of Tree-Adjoining Grammars

  • A. Maletti and J. Engelfriet

· 2

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Motivation

Tree-Adjoining Grammars

Motivation mildly context-sensitive formalism productions express local dependencies but can realize global dependencies Applications TAG for English [XTAG RESEARCH GROUP 2001] lexicalized TAG for German [KALLMEYER et al. 2010]

Strong Lexicalization of Tree-Adjoining Grammars

  • A. Maletti and J. Engelfriet

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Motivation

TAG — Syntax

Definition (JOSHI et al. 1969) G = (N, Σ, S, R) tree-adjoining grammar (TAG) with finite set R substitution rules adjunction rules Example (Substitution rule)

NP Σ NP

  • f

NP

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Motivation

TAG — Syntax

Definition (JOSHI et al. 1969) G = (N, Σ, S, R) tree-adjoining grammar (TAG) with finite set R substitution rules adjunction rules Example (Substitution rule)

NP Σ NP

  • f

NP

Example (Adjunction rule)

N Σ ADJ N⋆

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Motivation

TAG — Example Derivation

S

Strong Lexicalization of Tree-Adjoining Grammars

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Motivation

TAG — Example Derivation

S NP VP Used substitution rule S NP VP

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Motivation

TAG — Example Derivation

S NP 1 VP V NP 2 Used substitution rule VP V NP

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Motivation

TAG — Example Derivation

S NP 1 VP V likes NP 2 Used substitution rule V likes

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Motivation

TAG — Example Derivation

S NP VP V likes NP N Used substitution rule NP N

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Motivation

TAG — Example Derivation

S NP VP V likes NP N candies Used substitution rule N candies

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Motivation

TAG — Example Derivation

S NP VP V likes NP N ADJ N candies Used adjunction rule N ADJ N⋆

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Motivation

TAG — Example Derivation

S NP VP V likes NP N ADJ red N candies Used substitution rule ADJ red

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Motivation

TAG — Semantics

Definition (Generated language) L(G) = {t ∈ TΣ | S ⇒∗

G t}

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Motivation

TAG — More Than CFG

S T c Example (Productions)

S T c S S⋆ S a S S⋆ a S b S S⋆ b

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Motivation

TAG — More Than CFG

S a S S T c a Example (Productions)

S T c S S⋆ S a S S⋆ a S b S S⋆ b

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Motivation

TAG — More Than CFG

S a S b S S S T c a b Example (Productions)

S T c S S⋆ S a S S⋆ a S b S S⋆ b

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Motivation

TAG — More Than CFG

S a S b S S S T c a b Example (Productions)

S T c S S⋆ S a S S⋆ a S b S S⋆ b

String language {wcw | w ∈ Σ∗}

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Motivation

TAG — Lexicalization

Definition A TAG is lexicalized if each production contains a lexical item Theorem (SCHABES 1990) TAG can stronly lexicalize CFG and themselves Widespread myth

JOSHI, SCHABES: Tree-adjoining grammars and lexicalized grammars. Tree Automata and Languages. North-Holland 1992 JOSHI, SCHABES: Tree-adjoining grammars. Handbook of Formal Languages. vol. 3, Springer 1997

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Motivation

TAG — Lexicalization

Definition A TAG is lexicalized if each production contains a lexical item Theorem (SCHABES 1990) TAG can stronly lexicalize CFG and themselves Widespread myth

JOSHI, SCHABES: Tree-adjoining grammars and lexicalized grammars. Tree Automata and Languages. North-Holland 1992 JOSHI, SCHABES: Tree-adjoining grammars. Handbook of Formal Languages. vol. 3, Springer 1997

Strong Lexicalization of Tree-Adjoining Grammars

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Motivation

TAG — Lexicalization

Definition A TAG is lexicalized if each production contains a lexical item Theorem (SCHABES 1990 and KUHLMANN, SATTA 2012) TAG can stronly lexicalize CFG and themselves but not themselves Widespread myth

JOSHI, SCHABES: Tree-adjoining grammars and lexicalized grammars. Tree Automata and Languages. North-Holland 1992 JOSHI, SCHABES: Tree-adjoining grammars. Handbook of Formal Languages. vol. 3, Springer 1997

Strong Lexicalization of Tree-Adjoining Grammars

  • A. Maletti and J. Engelfriet

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Motivation

TAG — Lexicalization

Definition A TAG is lexicalized if each production contains a lexical item Theorem (SCHABES 1990 and KUHLMANN, SATTA 2012) TAG can stronly lexicalize CFG and themselves but not themselves Widespread myth

JOSHI, SCHABES: Tree-adjoining grammars and lexicalized grammars. Tree Automata and Languages. North-Holland 1992 JOSHI, SCHABES: Tree-adjoining grammars. Handbook of Formal Languages. vol. 3, Springer 1997

Strong Lexicalization of Tree-Adjoining Grammars

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Context-free tree grammar

Overview

1

Motivation

2

Context-free tree grammar

3

Normal forms

4

Lexicalization

Strong Lexicalization of Tree-Adjoining Grammars

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Context-free tree grammar

Context-free Tree Grammar

Definition (ROUNDS 1969) (N, Σ, S, P) context-free tree grammar (CFTG) ranked alphabet N nonterminals ranked alphabet Σ terminals S ∈ N0 start nonterminal P is a finite set of A(x1, . . . , xk) → r productions

A ∈ Nk r ∈ CN∪Σ({x1, . . . , xk})

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Context-free tree grammar

CFTG — Example

Example CFTG (N, Σ, S, P) N = {S(0), A(2)} Σ = {α(0), β(0), σ(2)} Productions S → A(α, α) | A(β, β) | σ(α, β) A(x1, x2) → A(σ(x1, S), σ(x2, S)) A(x1, x2) → σ(x1, x2)

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Context-free tree grammar

CFTG — Example

Example CFTG (N, Σ, S, P) N = {S(0), A(2)} Σ = {α(0), β(0), σ(2)} Productions S → A(α, α) | A(β, β) | σ(α, β) A(x1, x2) → A(σ(x1, S), σ(x2, S)) A(x1, x2) → σ(x1, x2) S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

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Context-free tree grammar

CFTG — Example

Example CFTG (N, Σ, S, P) N = {S(0), A(2)} Σ = {α(0), β(0), σ(2)} Productions S → A(α, α) | A(β, β) | σ(α, β) A(x1, x2) → A(σ(x1, S), σ(x2, S)) A(x1, x2) → σ(x1, x2) S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

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Context-free tree grammar

CFTG — Derivation Example

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

S ⇒G A α α ⇒G A σ α S σ α S ⇒G A σ α A β β σ α S ⇒G A σ α A β β σ α σ α β ⇒∗

G

σ σ α σ β β σ α σ α β

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Context-free tree grammar

CFTG — Derivation Example

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

S ⇒G A α α ⇒G A σ α S σ α S ⇒G A σ α A β β σ α S ⇒G A σ α A β β σ α σ α β ⇒∗

G

σ σ α σ β β σ α σ α β

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Context-free tree grammar

CFTG — Derivation Example

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

S ⇒G A α α ⇒G A σ α S σ α S ⇒G A σ α A β β σ α S ⇒G A σ α A β β σ α σ α β ⇒∗

G

σ σ α σ β β σ α σ α β

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Context-free tree grammar

CFTG — Derivation Example

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

S ⇒G A α α ⇒G A σ α S σ α S ⇒G A σ α A β β σ α S ⇒G A σ α A β β σ α σ α β ⇒∗

G

σ σ α σ β β σ α σ α β

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Context-free tree grammar

CFTG — Derivation Example

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

S ⇒G A α α ⇒G A σ α S σ α S ⇒G A σ α A β β σ α S ⇒G A σ α A β β σ α σ α β ⇒∗

G

σ σ α σ β β σ α σ α β

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Context-free tree grammar

CFTG — Derivation Example

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

S ⇒G A α α ⇒G A σ α S σ α S ⇒G A σ α A β β σ α S ⇒G A σ α A β β σ α σ α β ⇒∗

G

σ σ α σ β β σ α σ α β

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Context-free tree grammar

CFTG — Semantics

Definition L(G) = {t ∈ TΣ | S ⇒∗

G t}

Theorem (JOSHI et al. 1975 and MÖNNICH 1997) Every (non-strict) TAG can be simulated by a CFTG

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Context-free tree grammar

CFTG — Semantics

Definition L(G) = {t ∈ TΣ | S ⇒∗

G t}

Theorem (JOSHI et al. 1975 and MÖNNICH 1997) Every (non-strict) TAG can be simulated by a CFTG

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Normal forms

Overview

1

Motivation

2

Context-free tree grammar

3

Normal forms

4

Lexicalization

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Normal forms

Growing Normal Form

Definition CFTG growing if non-initial productions contain ≥ 3 non-variables Example A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2 Theorem (STAMER, OTTO 2007) Every CFTG can be simulated by a growing CFTG

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Normal forms

Growing Normal Form

Definition CFTG growing if non-initial productions contain ≥ 3 non-variables Example A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2 Theorem (STAMER, OTTO 2007) Every CFTG can be simulated by a growing CFTG

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Normal forms

Growing Normal Form

lexicalized CFTG fully norm. CFTG growing CFTG CFTG

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Normal forms

Growing Normal Form

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2

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Normal forms

Growing Normal Form

Example S → A α α

  • A

β β

  • σ

α β A x1 x2 → A σ x1 S σ x2 S

  • σ

x1 x2 Eliminate last production: S → A/σ α α

  • A/σ

β β

  • σ

α β A x1 x2 → A/σ σ x1 S σ x2 S

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Normal forms

Limited Ambiguity

Definition (Frontier yield) yd: TΣ → Σ∗ yd(α) = α yd( σ t1 . . . tk ) = yd(t1) · · · yd(tk) Definition (SCHABES 1990) L ⊆ TΣ finite ambiguity if {t ∈ L | yd(t) = w} finite for all w ∈ Σ∗

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Normal forms

Limited Ambiguity

Definition (Frontier yield) yd: TΣ → Σ∗ yd(α) = α yd( σ t1 . . . tk ) = yd(t1) · · · yd(tk) Definition (SCHABES 1990) L ⊆ TΣ finite ambiguity if {t ∈ L | yd(t) = w} finite for all w ∈ Σ∗

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Normal forms

Monadic Productions

Definition Production ℓ → r monadic if r contains ≤ 1 nonterminals terminal if r contains 0 nonterminals Theorem Every CFTG with finite ambiguity can be simulated by a CFTG all (non-initial) monadic productions are lexicalized all (non-initial) terminal productions are doubly lexicalized Proof. similar to removal of ε-productions [HOPCROFT et al. 2001] closure under non-lexicalized productions

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Normal forms

Monadic Productions

Definition Production ℓ → r monadic if r contains ≤ 1 nonterminals terminal if r contains 0 nonterminals Theorem Every CFTG with finite ambiguity can be simulated by a CFTG all (non-initial) monadic productions are lexicalized all (non-initial) terminal productions are doubly lexicalized Proof. similar to removal of ε-productions [HOPCROFT et al. 2001] closure under non-lexicalized productions

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Normal forms

Monadic Productions

Definition Production ℓ → r monadic if r contains ≤ 1 nonterminals terminal if r contains 0 nonterminals Theorem Every CFTG with finite ambiguity can be simulated by a CFTG all (non-initial) monadic productions are lexicalized all (non-initial) terminal productions are doubly lexicalized Proof. similar to removal of ε-productions [HOPCROFT et al. 2001] closure under non-lexicalized productions

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Normal forms

Monadic Productions

lexicalized CFTG fully norm. CFTG growing CFTG CFTG

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Lexicalization

Overview

1

Motivation

2

Context-free tree grammar

3

Normal forms

4

Lexicalization

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Lexicalization

Lexicalization

Theorem Every CFTG with finite ambiguity can be lexicalized

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Lexicalization

Lexicalization — Step 1

1

guess lexical item in non-lexicalized production

2

transport guessed lexical item

3

potentially guess again

4

cancel in terminal production Input

A x1 x2 → A σ x1 S σ x2 S

Output

A x1 x2 → A, α σ x1 S σ x2 S α

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Lexicalization

Lexicalization — Step 1

1

guess lexical item in non-lexicalized production

2

transport guessed lexical item

3

potentially guess again

4

cancel in terminal production Input

A x1 x2 → A σ x1 S σ x2 S

Output

A, α x1 x2 x3 → A, α σ x1 S σ x2 S x3

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Lexicalization

Lexicalization — Step 1

1

guess lexical item in non-lexicalized production

2

transport guessed lexical item

3

potentially guess again

4

cancel in terminal production Input

A, α x1 x2 x3 → A, α σ x1 S σ x2 S x3

Output

A, α x1 x2 x3 → A, α σ x1 S, β β σ x2 S x3

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Lexicalization

Lexicalization — Step 1

1

guess lexical item in non-lexicalized production

2

transport guessed lexical item

3

potentially guess again

4

cancel in terminal production Input

S → σ α α

Output

S, α x1 → σ x1 α

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Lexicalization

Lexicalization

lexicalized CFTG fully norm. CFTG growing CFTG CFTG

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Lexicalization

Lexicalization — Example

S → A/σ α α

  • A/σ

β β

  • σ

α β A x1 x2 → A/σ σ x1 S σ x2 S

After lexicalization (with δ, δ′ ∈ {α, β})

S → A/σ δ δ

  • σ

α β S, α x1 → σ x1 β A x1 x2 → A/σ σ x1 S, δ δ σ x2 S S, δ x1 → A, δ δ′ δ′ x1

  • σ

x1 δ A, δ x1 x2 x3 → A/σ σ x1 S, δ x3 σ x2 S, δ′ δ′

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Lexicalization

Summary

CFTG(k): CFTG with nonterminals of rank ≤ k Corollary CFTG(k) are strongly lexicalized by CFTG(k + 1) Corollary TAG are strongly lexicalized by CFTG(2)

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Lexicalization

Summary

CFTG(k): CFTG with nonterminals of rank ≤ k Corollary CFTG(k) are strongly lexicalized by CFTG(k + 1) Corollary TAG are strongly lexicalized by CFTG(2)

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Lexicalization

Open Problem

Theorem (ENGELFRIET et al. 1980) CFTG(k) induces infinite hierarchy of string languages Open problem Is the rank increase necessary for strong lexicalization?

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Lexicalization

Open Problem

Theorem (ENGELFRIET et al. 1980) CFTG(k) induces infinite hierarchy of string languages Open problem Is the rank increase necessary for strong lexicalization?

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Lexicalization

References

ENGELFRIET, ROZENBERG, SLUTZKI: Tree transducers, L systems, and two-way

  • machines. J. Comput. System Sci. 20(2), 1980

HOPCROFT, MOTWANI, ULLMAN: Introduction to automata theory, languages, and

  • computation. Addison-Wesley, 2001

JOSHI, KOSARAJU, YAMADA: String adjunct grammars. In SWAT 1969 JOSHI, LEVY, TAKAHASHI: Tree adjunct grammars. J. Comput. System Sci. 10(1), 1975 KALLMEYER: A lexicalized tree-adjoining grammar for a fragment of German focussing on syntax and semantics. Emmy-Noether research group 2010 KUHLMANN, SATTA: Tree-adjoining grammars are not closed under strong lexicalization.

  • Comput. Linguist. 2012 (to appear)

MÖNNICH: Adjunction as substitution: an algebraic formulation of regular, context-free and tree adjoining languages. In FG 1997 ROUNDS: Context-free grammars on trees. In STOC 1969 SCHABES: Mathematical and computational aspects of lexicalized grammars. Ph.D. thesis. University of Pennsylvania, 1990 STAMER, OTTO: Restarting tree automata and linear context-free tree languages. In CAI 2007 XTAG RESEARCH GROUP: A Lexicalized Tree Adjoining Grammar for English.

  • Techn. Report IRCS-01-03. University of Pennsylvania, 2001

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