R OCH E L L E J. D A N I E L S A T T OR N E Y / CON SU L T A N T 5301 N 36 t h Cour t H ol lywood, F l or i da 3302 1 9 54 2 05 2 582 dani el sr j@aol .com
Kane County and The River Valley Workforce Investment Board R OCH - - PowerPoint PPT Presentation
Kane County and The River Valley Workforce Investment Board R OCH - - PowerPoint PPT Presentation
Kane County and The River Valley Workforce Investment Board R OCH E L L E J. D A N I E L S A T T OR N E Y / CON SU L T A N T 5301 N 36 t h Cour t H ol lywood, F l or i da 3302 1 9 54 2 05 2 582 dani el sr j@aol .com Background Over
Background
Over 25 years of experience in the area of Workforce
Development
Represent the Broward Workforce Development Board, Inc.
in Florida and their management team
Consult nationwide as well as with the US Department of
Labor on workforce issues
Provide training to boards and one-stops Wrote the original implementation policies for the State of
Illinois
Represent states and local areas with respect to audit and
monitoring findings
Workforce Investment Act
3
Strong role for Boards & Private Sector State and Local Flexibility Streamlined Services – One Stop Universal Access Empowering Individuals Increased Accountability & Performance Connections Between School and Work
Strong role for Boards & Private Sector
4
Boards are majority Private Sector Boards are appointed by chief local elected official(s) Other members
Economic Development Education Organized labor Community based organizations Representatives of other workforce funding streams
Strong role for Boards & Private Sector
5
Select and terminate one stop operators in partnership
with local elected officials
Policy makers
Determine aspects of eligibility for adults and dislocated
workers
Approve schools and courses of training
Select youth providers Localize labor market information Ambassadors for workforce in the community
State and Local Flexibility
6
Where the law is silent
States may make policy Local boards may make policies
States may ask for waivers
To better serve individuals targeted by the
legislation
To effectuate better collaboration
Streamlined Services - Universal Access
7
One stop career centers are the lynch pin of the
system
Individuals are projected to change jobs 9 times over the life
- f their working lives
One stop for all workforce services One stops provider services to all workers
Self help services – for everyone
Job search Online courses – resumes, GED, employability skills,
- ccupational skills
Referral to other workforce services
Intensive services
Empowering Individuals
8
Select their own course of training Choices of
Classroom training – individual training
accounts
On the job training Customized training
Accountability - Performance
9
Started with 17 measures now
3 adult 3 youth
Performance
Entered employment Wage Retention
Boards can add measures Fiscal accountability
The Study
10 Purpose
Look at the current structure
Make recommendations
For Continuous Improvement Program and Fiscal Compliance Identify strengths and weaknesses of the current system
Methodology
Review the Inter governmental agreement
Review River Valley Workforce Board Documents
Review Fiscal Agent/One Stop
Monitoring Reports Audit Report Five Year Plan and Modifications
Met or Spoke with
River Valley Workforce Board Members and staff KCDEE Staff County Chairs
Visited Kane County One-Stop
Context of Study and Recommendations
11
Lagging economy
About 5 million dollars to spend on workforce
services for Kane, Dekalb and Kendall Counties
Need to use the funds strategically
Pending Workforce Investment Act
Reauthorization
Expect more cuts to domestic programs KCDEE is isolated
Co-located in Kane County with IDES but operate in
separate areas
Context of Study and Recommendations
12
State monitoring reports make many
recommendations for improvement to the
- ne-stop
Annual audit with some issues Board is needs to be the policy maker with
guidance from Chief Elected Official(s) as appropriate
KCDEE / one-stop could use a face lift
Context of Study and Recommendations
13
The Fiscal Agency status move to the board from the one-stop
Allow KCDEE (one stop) to focus on participants Allow board to assume policy role Retain board staff within the county County finance would still maintain bank accounts and disburse
funds
Move KCDEE to Office of Community Reinvestment (OCR)
Ahead of the curve on expected changes to legislation OCR oversees community services grants OCR shares a similar target population to that of KCDEE Allow for cost efficiencies in providing client services Allows for integration – mandatory one stop partner Allow for rebranding of KCDEE to River Valley workNet in alignment
with state branding of one stop centers
Recommendations
Executive Committee, Subcommittee
reviewed the recommendations
Voted to accept the recommendations and
move them to the Council of Elected Officials for their approval
14
Context of Study and Recommendations
15
Council of Elected Officials met and voted to
Amend intergovernmental agreement
To make the workforce board and staff the
fiscal agent
To allow for KCDEE to be located within the
county where
- Effectiveness would be strengthened
- Eliminate overlap and duplication of services
Next Steps
16
Workforce Board staff will step in to
manage the budget and make recommendations regarding investment of resources
Up to HR Committee to take next step
PURPOSE OF STATE’S ATTORNEY’S DRAFT
SAO a ske d to re vie w a nd c o mme nt. Pro vide le g a l a dvic e . No t a dvo c a ting po lic y. Sug g e ste d a lte rna tive la ng ua g e to a tte mpt to imple me nt Co unty Bo a rd’ s inte nt to the g re a te st e xte nt po ssib le . *T his pre se nta tio n hig hlig hts the ma jo r issue s pre se nte d in the Sta te ’ s Atto rne y dra ft, b ut do e s no t a ddre ss a ll o f the Sta te ’ s Atto rne y’ s sug g e stio ns.
- I. WHO IS GOVERNED BY THE ETHICS
ORDINANCE?
T he Co unty Bo a rd inte nds tha t the Ordina nc e a pply to a ll e le c te d o ffic ia ls e xc e pt the Circ uit Cle rk a nd Sta te ’ s Atto rne y. Se c tio n 7: Co unty-wide E le c te d Offic e rs
All c ounty- wide e le c te d offic e r s of Kane County shall be subje c t to this Or dinanc e with the e xc e ption of the State 's Attor ne y and the Cle r k of the Cir c uit Cour t to the fulle st e xte nt not othe r wise pr
- hibite d by law.
CIRCUIT CLERK AND STATE’S ATTORNEY
Attor ne y Ge ne r al E thic s Or dinanc e Guide
With re spe c t to c o untie s, ne ithe r the Sta te 's Atto rne y no r the Circ uit Cle rk will b e sub je c t to the pro visio ns o f the Mo de l Ordina nc e . T he se o ffic e rs a re Sta te , no t c o unty, o ffic e rs. T he e xe mptio n o f tho se o ffic e rs will g e ne ra lly e xte nd to the ir sta ffs, a s we ll.
SECTIONS THAT MAY APPLY TO OTHER ELECTED OFFICIALS
- Se c tio n 2: Pro hib ite d Po litic a l Ac tivitie s
- Se c tio n 3: Gift Ba n
- E
a c h g o ve rnme nta l e ntity …sha ll a do pt a n o rdina nc e o r re so lutio n tha t re g ula te s, in a ma nne r no le ss re stric tive tha n Se c tio n 5-15 a nd Artic le 10 o f this Ac t, (i) the po litic a l a c tivitie s o f o ffic e rs a nd e mplo ye e s o f the g o ve rnme nta l e ntity a nd (ii) the so lic iting a nd a c c e pting o f g ifts b y a nd the o ffe ring a nd ma king o f g ifts to o ffic e rs a nd e mplo ye e s
- f the g o ve rnme nta l e ntity. 5 I
L CS 430/ 70-5.
SECTIONS THAT DO NOT APPLY TO OFFICERS WITH INTERNAL CONTROL AUTHORITY
- Se c tio n 8: T
ra ining
- Se c tio n 10: Co ntra c to r Disc lo sure
- Se c tio n 11: Offic e r Disc lo sure
- Se c tio n 12: Co nflic t o f I
nte re st
- Se c tio n 13: F
uture a nd F
- rme r E
mplo yme nt
- Se c tio n 14: Use o f Pro prie ta ry o r Co nfide ntia l
I nfo rma tio n.
- Se c tio n 16: L
- b b ying .
- Se c tio n 17: Disc lo sure
- Se c tio n 18: Pro hib itio n o n Se rving o n Bo a rds a nd Co mmissio ns
- Se c tio n 19: E
mplo yme nt o f F a mily Me mb e rs
- Se c tio n 20: Re pre se nta tio n o f T
hird Pa rtie s
- Se c tio n 21: Dua l Pe nsio n.
SECTIONS THAT PRESENT IMPLEMENTATION OR PRACTICAL PROBLEMS
- Sta te ’ s Atto rne y’ s func tio n re q uire s funding (Se c tio n 4.2)
- Sc o pe o f SAO inve stig a to ry func tio n ne e ds to b e c la rifie d
- Se c tio n 4.5 inve stig a tio ns
- Sub po e na s a nd e mplo ye e c o o pe ra tio n (5th Ame ndme nt)
- Se c tio n 10: Co ntra c to r Disc lo sure
- Wo rding is c o mplic a te d a nd b urde ns ve ndo rs.
- So me pa rts o f Se c tio n 12: Co nflic t o f I
nte re st
- So me pa rts o f Se c tio n 14: Use o f Pro prie ta ry o r Co nfide ntia l
I nfo rma tio n.
- e xe mpt fro m disc lo sure unde r F
OI A, o nly c ha ng e
- So me pa rts o f Se c tio n 16: L
- b b ying .
- Pa ra g ra ph 1 is a mb ig uo us
- So me pa rts o f Se c tio n 20: Re pre se nta tio n o f T
hird Pa rtie s
- So me o f the la ng ua g e is unc le a r
SECTIONS THAT ARE UNENFORCEABLE OR INVALID
- So me o f the e xc e ptio ns to the g ift b a n (Se c tio n 3.1:
E xc e ptio ns)
- Sta te sta tute , 5 IL
CS 430/ 10-15, a llo ws o nly first 12 e xc e ptio ns
- 13-24 sho uld b e re visite d.
- So me a spe c ts o f Gift Ba n a nd Ho no ra ria (Se c tio n 3(2))
- (2)we sug g e ste d so me limiting la ng ua g e
- Se c tio n 3.3: Po litic a l Co ntrib utio ns.
- Se e se c tio n 3.1(3)
- So me o f the a c tivitie s pro hib ite d b y the E
thic s Adviso r (Se c tio n 4.1).
- in c o nflic t with the L
- c a l Go ve rnme nta l E
mplo ye e Po litic a l Rig hts Ac t, 50 IL CS 135/ 10(a )
- Se c tio n 5: E
mplo ye e Co o pe ra tio n
- Co mplia nc e with Pe rso nne l Po lic y Ha ndb o o k
PENALTIES SECTION 4.7
Se e : Pe na ltie s 5 IL CS 430/ 50-5
- (a ) A pe rso n is g uilty o f a Cla ss A misde me a no r if tha t pe rso n inte ntio na lly
vio la te s (Pro hib ite d po litic a l a c tivitie s so me se c tio ns)
- (b ) A pe rso n who inte ntio na lly vio la te s (o the r se c tio ns o f the pro hib ite d
po litic a l a c tivitie s) is g uilty o f a b usine ss o ffe nse sub je c t to a fine o f a t le a st $1,001 a nd up to $5,000.
- (c ) A pe rso n who inte ntio na lly vio la te s a ny pro visio n o f Artic le 10 (g ift
b a n) is g uilty o f a b usine ss o ffe nse a nd sub je c t to a fine o f a t le a st $1,001 a nd up to $5,000. T he Atto rne y Ge ne ra l ta ke s the po sitio n tha t to pro vide a le sse r pe na lty fo r c o mpa ra b le c o nduc t wo uld c le a rly re sult in the pro visio ns o f the Ordina nc e b e ing le ss re stric tive tha n tho se o f the Sta te Ac t. T he re a re c o mplic a te d po lic y a nd le g a l c o nside ra tio ns tha t we b e lie ve the Co unty Bo a rd sho uld a ddre ss.
SUGGESTED THINGS TO DO
- Re fine the sc o pe o f the Sta te ’ s Atto rne y’ s func tio n.
- Re visit the po lic y re g a rding pe na ltie s.
- Ma ke c ha ng e s to e xc e ptio ns to the g ift b a n (Se c tio n 3.1:
E xc e ptio ns).
- Co nside r c ha ng e s to Se c tio n 10: Co ntra c to r Disc lo sure
- T
his mig ht b e the mo st time c o nsuming a nd c ha lle ng ing a re a to de a l with.
- Re vise de finitio ns to a dd c la rity a nd e limina te unne c e ssa ry
de finitio ns.
- Addre ss mino r issue s with L
- b b ying , Re pre se nta tio n o f T
hird Pa rtie s, a nd Co nflic ts o f I nte re st se c tio ns.
- Ma ke mino r c ha ng e s to la ng ua g e o f Ordina nc e thro ug ho ut.
- Se c tio n b y se c tio n re vie w.
- I
de ntify a dditio na l c o nc e rns the c o mmitte e ma y ha ve .