Capacity needs in terms of skills and resources in the Public - - PowerPoint PPT Presentation

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Capacity needs in terms of skills and resources in the Public - - PowerPoint PPT Presentation

Capacity needs in terms of skills and resources in the Public Service Nkhabele Marumo Clinical Psychologist Consultant from Siyeluleka Capacity, skills and resources Why is lack of capacity a recurring theme in the public service?


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Capacity needs in terms of skills and resources in the Public Service

Nkhabele Marumo

Clinical Psychologist Consultant from Siyeluleka

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Capacity, skills and resources

  • Why is “lack of capacity” a recurring

theme in the public service?

– Research findings

  • National Development Plan
  • MPAT
  • Our own
  • Why are available resources not

helping?

– HR systems – Competency assessment – Training

“Capacity”

  • Ability?
  • Availability of

resources?

  • Willingness to

act?

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Training as a resource to improve capacity

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Khaedu Development Programme by PALAMA, directly linked to the Core Management Competencies for SMS members = “compulsory, customised solution and development/

  • rientation programme”

Skills Development Act Skills Development Levy Workplace Skills Plan NEW: National School of Government

Why is this resource not being used?

Our finding: Only 20% of SMS had completed this programme – most at Director level

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  • Lack of follow through in strategic plans

– Rollover for 3 years in a row – Whole year devoted to “identification of training needs”

  • No focus on areas of priority

– Critical skills – Key vacancies

  • WSP

– “Wish list” from PDPs – no way to interrogate real needs

  • HRD “hoped that individuals had been given feedback and they would include what

they needed in their own PDPs”

  • General focus on technical training – no insight into personal development needs

– Attention to those with scores less than 100 in PAs – to avoid possible labour disputes later – Plan vs actual – little resemblance – Multiple errors in submissions to SETA and DoL – Need for audit of actual amount spent on training

Our findings: Skills development strategy

“Lack of capacity” given as the reason for non-delivery of multiple items in progress reports to Parliament

Consequence? Accountability?

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MPAT report

“State of management practices in the Public Service: Results of management performance assessments for the 2012/13 financial year.”

Department of Performance Monitoring and Evaluation, July 2013

“Management Performance Assessment Tool”

Measures only whether a Department can actually deliver against basic legal/regulatory standards

  • Eg financial management & supply chain management standards set by NT
  • HRD standards set by DPSA

Purpose:

  • Information to be used by departments to
  • note challenges,
  • initiate corrective actions and
  • inculcate a culture of continuous improvement.
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MPAT results

Levels: 1: Not compliant 2: Partially compliant 3: Fully compliant 4: Going beyond compliance Human Resource Management 73% of all Departments did not meet minimum requirements

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HR Management elements

  • HR planning
  • HRD planning
  • Recruitment and retention practices
  • Performance Management Systems
  • Organisational design and

implementation

  • Pay sheet certification
  • Management of diversity
  • Management of disciplinary cases

ND’s that met none of the min requirements Military Veterans Public Works Traditional Affairs Water Affairs Women Children and Persons with Disabilities

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MPAT results for sample ND

33% 22% 43%

  • 11%
  • 20%
  • 43%
  • 67%
  • 67%
  • 80%
  • 14%
  • 100%
  • 50%

0% 50% 100% Strat Mng Accountability HR Mng Fin Mng

MPAT: Overall performance for sample ND

Level 4 Level 3 Level 2 Level 1 Note: 100% below the line for HR Management

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Our findings for same sample ND

  • Poor HR systems
  • Poor recruitment decisions
  • Poor HRD planning and implementation
  • Poor self awareness / denial in SMS

Overall non delivery against strategic objectives Very poor report from Auditor General Constant bad press for non delivery

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Our findings: Poor HR systems

Poor data credibility:

Job descriptions

a. Out of date b. Confusion re post names c. Match with PAs?

Training reports

  • a. Wrong version submitted to SETA
  • b. Differing budget amounts

Management reports

“I just delete the Management report when it comes.” EXCO member

Organogram

  • a. Multiple versions
  • b. Process? EXCO approval?
  • c. Errors

eFiling protocols?

Missing data for SMS:

CV's* Competency Assessments % missing 58% 65% *for SMS appointments since 2010 “Non-compliance by managers” 26% of Performance Agreements outstanding

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Our findings: Poor recruitment decisions

Position: CD Projects Appropriate Qualification: No Appropriate Experience: No Competency Assessment: Not at required level Decision: Appointed as CD Projects No recruitment policy

25% 38% 38% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% Both appropriate qualification and experience Either qualification

  • r experience

Neither qualification nor experience

Appointments in HR Department

% of SMS that do not meet selection criteria % vacancy rate DG’s Office 33% 25% Dept A 22% 44% Dept K 40% 22% Projects 43% 23% Dept I 0% 40% Dept E 23% 33% Policy 25% 17% Corporate Services 45% 14% Finance & SC 14% 50% COO's office 60% 22% Regions 32% 32% Total 33% 29% Combination of poor skills and high vacancies

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Our findings: SMS appointments

don’t meet requirements for management competencies

N recruitment policy

At date of appointment

Note: When asked to rate themselves on management competencies ALL rated themselves as meeting requirements

3.7 3 2.8 4.5 4 3 2 3 4 5 DDG CD Director

Ave for management competencies - by job level

Current Ave Required Ave

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Personality profiles - ND

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What is the impact

  • f these profiles on

productivity and teamwork?

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Our findings: SMS rating of their performance

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Expectation from DPSA: Approx 15% to 20% above 130 60% are above 130

8% 52% 40%

0% 10% 20% 30% 40% 50% 60% >150 (Outstanding) 130 - 149 (Significantly above ave) 100 - 129

Distribution of SMS assessment scores

n = 97 assessment scores received

Lack of self awareness? Arrogance? Delusion? Lack of accountability?

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Improved capacity will lead to better service delivery Improved service delivery requires better decision making Basis for good decisions is judgement Starting point for developing judgement is critical self awareness

What can we do about this?

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Competency assessments as a resource to improve self awareness

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“This circular serves to remind all Heads of Department of Cabinet’s decision, of 26-28 July 2006 regarding the compulsory implementation of competency assessments for the Senior Management Service (SMS) by December 2008.” “The SMS competency assessment battery is used for developmental purposes. However it can also be used at recruitment/selection to identify the developmental needs of an individual prior to appointment.”

Why is this resource not being used?

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Competency assessments –

what do they tell us

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76% of Public Sector participants below required level for senior management 92% have the potential to reach the required level

24% 52% 10% 14% 0% 22% 34% 27% 17% 0% 0% 10% 20% 30% 40% 50% 60% Level 1 Level 2 Level 3 Level 4 Level 5

Measured Thinking/Decision making levels Senior Managers (reqd level = 3)

Public Sector Company S 0% 7% 71% 14% 7% 2% 34% 27% 37% 0% 0% 10% 20% 30% 40% 50% 60% 70% 80% Level 1 Level 2 Level 3 Level 4 Level 5

Potential Thinking/Decision making levels Senior Managers (reqd level = 3)

Public Sector Company S

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Choices…

Resist / deny / ignore assessment findings

OR

Use the findings to intervene and improve capacity

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Our findings: Resistance to

competency assessments by HR

Comments from CD: HRM

Reports are not given to managers as there might be discrimination against some Affirmative Action appointees on the basis of the results Assessments are done for compliance

  • nly

Reports are often poorly written and seem to just be “cut and paste” exercises that can’t be trusted Can’t take this up with DPSA as you never know who in DPSA is involved in

  • wnership of the

appointed service providers.

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Our findings: Problem areas in the

use of competency assessments

1.Assessment results not being used

for recruitment for development

  • 2. Inconsistency

for transfers in and promotions not done where appointments are “political” sometimes done only after appointment – so not used for appointment decisions

  • 3. Assessment results are not made

known

The individual does not get feedback The HRD unit does not get to know what the results were Cannot add to skills development plans Managers don’t receive the reports or feedback

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An example – Company S

Full psychometric assessment

Thinking/ decision making EQ Personality / behaviour

360 assessment

12 factors in specially developed Competency Model and 360 questionnaire

Feedback (individual and

  • rganisational)

Individual Manager HR MD

Development reports

HRD interventions, including training, appointment of coaches, special placements and projects

Re-evaluation

After a year

Development

  • f “required

profiles” and cut-off points Deliberate steps to

  • Recruit and select against required profiles
  • Address current weaknesses
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Specific interventions - Co S

20 40 60 80 100 120 140 AnAnalyticalApproach BigPicture Checking Clarification Complexity HolisticApproach Integration LogicalEvidence NeedForPrecision PreciseandSystem SelfDirectedFocus Strategising

Development areas (no of managers)

72% need to develop judgement 66% need to clarify their thinking and plan how to address problems 58% tend to jump to conclusions, make sweeping assumptions, rely

  • n circumstantial

evidence Judgement Short term No below 50 % No below 30 % No below 50 % 129

72%

62 35% 104

58%

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Personality & EQ profiles – Co S

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3.0 5.9 3.0 4.9 7.7 2 4 6 8 Neuroticism Extraversion Openness Agreeableness Conformity

Personality attributes at work Company S

All GMs 94 96 98 100 102 104 106 108 110

Total EQ Intrapersonal Interpersonal Stress Management Adaptability General Mood 109 107 106 105 109 106

EQ Factors - Company S Reqd level 100 – Current ave 109

All GMs Non GMs

Cognitive profile:

Required level for GMs = 3 Current ave for all GMs = 2,4 Potential ave = 3,0

2.6 2.8 3 3.2 3.4 Operational Business awareness Leadership focus Intra- & interpersonal

  • rientation

Leadership competencies

Required levels for GMs

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360 assessment – Co S

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Opportunity for

  • Identification of most important competencies (reqd level)
  • Self reflection
  • Discussion
  • Planning for improvement
  • Re-measurement after intervention

81% 73% 78% 83% 30% 40% 50% 60% 70% 80% 90% Operational Business awareness Leadership focus Intra- & interpersonal

  • rientation

360 evaluation - Company S

Required level Self Supervisor

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So…

…if managers are more aware of exactly where they stand

And

… if it is possible to intervene and improve these areas

…then capacity should improve

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How could assessments be used to build capacity?

  • 1. Feedback to the individual
  • 2. General feedback to the manager in whose unit the

new employee is to be placed

  • 3. Feedback to the HRD unit
  • 4. A full analysis of underpinning competencies,

including cognitive and emotional intelligence

In depth assessment of the existing capabilities and potential Deal with inappropriate placements Fill key vacancies with the correct people

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Final comment

  • We have the resources
  • We probably have the ability

Do we have the courage to insist that they are used? Will we hold Public Servants accountable?